Adviser Profile

As of Date 02/11/2026
Registration SEC, Approved, 05/05/2003
ADV Location BLOOMINGTON, MN, United States
Contact Info 952 xxxxxxx
Websites
AUM* 317,668,456 11%
of that, discretionary 312,867,320 11%
Number of Employees 6
of those in investment advisory functions 2
Private Fund GAV* 0
Avg Account Size 335,093 6%
% High Net Worth 40.41% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Commissions

Reported AUM

313M 268M 223M 179M 134M 89M 45M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BAKER TILLY US, LLP Filing Date10/09/2025 Form ADV-E View Report
Accounting Firm Name BAKERTILLY Filing Date01/28/2025 Form ADV-E View Report
Accounting Firm Name BAKER TILLY US, LLP Filing Date07/28/2023 Form ADV-E View Report