Adviser Profile

As of Date 03/23/2026
Registration SEC, Approved, 09/12/2002
ADV Location DANBURY, CT, United States
Contact Info 203 xxxxxxx
Websites
AUM* 518,854,653 36%
of that, discretionary 0
Number of Employees 9 29%
of those in investment advisory functions 5 67%
Private Fund GAV* 0
Avg Account Size 631,210 -64%
% High Net Worth 67.24% -11%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

519M 445M 371M 296M 222M 148M 74M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary