Adviser Profile

As of Date 03/24/2026
Registration SEC, Approved, 08/28/2002
ADV Location COSTA MESA, CA, United States
Contact Info (71 xxxxxxx
Websites
AUM* 873,950,396 12%
of that, discretionary 873,950,396 12%
Number of Employees 10
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 2,504,156 4%
% High Net Worth 48.42% -10%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

874M 749M 624M 499M 375M 250M 125M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$41,390,634 % Position13.00% $ Change14.00% # Change0.00%
Stck Ticker41151J406 Stock NameHARBOR ETF TRUST $ Position$18,551,313 % Position6.00% $ Change40.00% # Change20.00%
Stck Ticker78573L106 Stock NameSABRA HEALTH CARE REIT INC $ Position$12,853,325 % Position4.00% $ Change1.00% # Change0.00%
Stck TickerG7997R103 Stock NameSEAGATE TECHNOLOGY HLDNGS PL $ Position$12,324,980 % Position4.00% $ Change140.00% # Change-3.00%
Stck Ticker90139K100 Stock NameGMO ETF TRUST $ Position$13,290,973 % Position4.00% $ Change48.00% # Change28.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$8,972,913 % Position3.00% $ Change-40.00% # Change-47.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$9,013,658 % Position3.00% $ Change1.00% # Change1.00%
Stck Ticker69344A107 Stock NamePGIM ETF TR $ Position$7,041,254 % Position2.00% $ Change5.00% # Change5.00%
Stck Ticker482480100 Stock NameKLA CORP $ Position$6,599,907 % Position2.00% $ Change102.00% # Change884.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$5,871,973 % Position2.00% $ Change11.00% # Change0.00%

Brochure Summary