9AT: WINDSOR ADVISORY GROUP, LLC

other names

WINDSOR ADVISORY GROUP, LLC
WINDSOR INVESTMENT ADVISERS, LLC

Adviser Profile

As of Date	06/04/2025
Adviser Type - Large advisory firm
Number of Employees	21 17%
of those in investment advisory functions	14 56%
Registration	SEC, Approved, 08/08/2002

AUM^*	2,582,151,903 37%
of that, discretionary	2,551,723,224 58%
Private Fund GAV^*	192,870,071 98%
Avg Account Size	1,657,350 17%
% High Net Worth	61.68% 10%
SMA’s	Yes
Private Funds	4 2
Contact Info	614 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ARY ROEPCKE MULCHAEY, P.C.	Filing Date10/21/2024	Form ADV-E View Report
Accounting Firm Name GBQ PARTNERS LLC	Filing Date01/25/2024	Form ADV-E View Report
Accounting Firm Name GBQ PARTNERS LL	Filing Date10/18/2022	Form ADV-E View Report

Fund Type	Count	GAV
Fund TypeOther Private Fund	Count4	GAV$192,870,071

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser SCOUT ENERGY MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.0b	Total Private Fund GAV2.0b	AUM1.9b	#Funds28
Adviser CORDIANT CAPITAL INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.1b	Total Private Fund GAV1.1b	AUM2.5b	#Funds5
Adviser FRONTIER INVESTMENT MANAGEMENT PARTNERS LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund316.2m	Total Private Fund GAV316.2m	AUM2.7b	#Funds2
Adviser KEYSTONE NATIONAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund88.5m	Total Private Fund GAV88.5m	AUM2.3b	#Funds9
Adviser MAINLINE WEST FUND MANAGER LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.3b	Total Private Fund GAV1.3b	AUM1.7b	#Funds6
Adviser VERIS WEALTH PARTNERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund120.4m	Total Private Fund GAV120.4m	AUM2.3b	#Funds1
Adviser SMITH GROUP ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.7b	#Funds-
Adviser CAPITAL COUNSEL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund359.2m	Total Private Fund GAV359.2m	AUM2.6b	#Funds3
Adviser LM ADVISORS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund70.1m	Total Private Fund GAV70.1m	AUM2.3b	#Funds1
Adviser RESOLUTE PARTNERS GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.1m	Total Private Fund GAV4.1m	AUM1.8b	#Funds1

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker704326107	Stock NamePAYCHEX INC	$ Position$26,146,025	% Position23.00%	$ Change-13.00%	# Change0.00%
Stck Ticker981811102	Stock NameWORTHINGTON ENTERPRISES INC	$ Position$16,318,781	% Position14.00%	$ Change	# Change
Stck Ticker084670108	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$6,787,800	% Position6.00%	$ Change55.00%	# Change50.00%
Stck Ticker464287200	Stock NameISHARES TR	$ Position$6,526,344	% Position6.00%	$ Change4.00%	# Change-4.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$4,282,387	% Position4.00%	$ Change411.00%	# Change312.00%
Stck Ticker982104101	Stock NameWORTHINGTON STL INC	$ Position$4,058,098	% Position4.00%	$ Change	# Change
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$3,438,812	% Position3.00%	$ Change19.00%	# Change15.00%
Stck Ticker922042742	Stock NameVANGUARD INTL EQUITY INDEX F	$ Position$3,292,276	% Position3.00%	$ Change10.00%	# Change2.00%
Stck Ticker69374H881	Stock NamePACER FDS TR	$ Position$1,827,718	% Position2.00%	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$2,282,601	% Position2.00%	$ Change8.00%	# Change-8.00%

Brochure Summary

Overview

Principal Owners Windsor Advisory Group, LLC (Windsor) is a limited liability company originally organized in 2002. The principal owners of the firm are Harry Dye, III (Trey), Jonathon Eesley, John Mozola and Clayton Hall. Advisory Services We are an investment advisory firm providing family office services to highly successful individuals, their families and family offices. The services provided are client-dependent and may include consulting and family office services for various financial matters. Consulting services include consulting on client’s taxes, trust and estate, charitable giving, insurance, banking, and private business transactions. Family office services involve acting as a personal CFO and coordinating with the family’s team of professionals, including attorneys, accountants, and other trusted advisers. Portfolio Management Portfolios under our investment management supervision are usually treated as discretionary relationships (outlined in Item 16). However, we also have some client consult relationships where clients direct the purchase or sale of certain securities

within their portfolio. Clients may also impose restrictions on investing in certain securities or types of securities. For each client, we typically develop a customized Cash Flow/Investment Plan (Plan) based on their unique goals, liquidity needs, and overall financial objectives. We will implement the Plan using private investments, separately managed accounts (SMAs), ETFs and mutual funds. Windsor Investment Vehicles We serve as the Manager of private investment funds, collectively referred to as Windsor Investment Vehicles. Windsor Investment Vehicles were created by Windsor and are organized as Ohio limited liability companies (LLCs). Each fund invests substantially all of its investment assets in the limited partnership interests of its respective single underlying private fund. Windsor Investment Vehicles may be a component of a client’s investment plan, if suitable. Assets under Management As of 12/31/23 we had total regulatory assets under management (RAUM) of $1,981,102,320. Discretionary assets under management were $1,715,856,397 and non-discretionary assets were $265,245,923.

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WINDSOR ADVISORY GROUP, LLC

Adviser Profile

Details

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Form ADV-E Surprise Examination Reports

Private Funds Structure

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