Overview
Principal Owners
Windsor Advisory Group, LLC (Windsor) is a limited liability company originally organized in 2002.
The principal owners of the firm are Harry Dye, III (Trey), Jonathon Eesley, John Mozola and Clayton
Hall.
Advisory Services
We are an investment advisory firm providing family office services to highly successful individuals,
their families and family offices. The services provided are client-dependent and may include
consulting and family office services for various financial matters.
Consulting services include consulting on client’s taxes, trust and estate, charitable giving,
insurance, banking, and private business transactions. Family office services involve acting as a
personal CFO and coordinating with the family’s team of professionals, including attorneys,
accountants, and other trusted advisers.
Portfolio Management
Portfolios under our investment management supervision are usually treated as discretionary
relationships (outlined in Item 16). However, we also have some client consult relationships where
clients direct the purchase or sale of certain securities
within their portfolio. Clients may also
impose restrictions on investing in certain securities or types of securities.
For each client, we typically develop a customized Cash Flow/Investment Plan (Plan) based on their
unique goals, liquidity needs, and overall financial objectives. We will implement the Plan using
private investments, separately managed accounts (SMAs), ETFs and mutual funds.
Windsor Investment Vehicles
We serve as the Manager of private investment funds, collectively referred to as Windsor Investment
Vehicles. Windsor Investment Vehicles were created by Windsor and are organized as Ohio limited
liability companies (LLCs). Each fund invests substantially all of its investment assets in the limited
partnership interests of its respective single underlying private fund. Windsor Investment Vehicles
may be a component of a client’s investment plan, if suitable.
Assets under Management
As of 12/31/23 we had total regulatory assets under management (RAUM) of $1,981,102,320.
Discretionary assets under management were $1,715,856,397 and non-discretionary assets were
$265,245,923.