9AT: WINDSOR ADVISORY GROUP, LLC

other names

WINDSOR ADVISORY GROUP, LLC
WINDSOR INVESTMENT ADVISERS, LLC

Adviser Profile

As of Date	03/26/2026
ADV Location	COLUMBUS, OH, United States
Adviser Type - Large advisory firm
Number of Employees	22 16%
of those in investment advisory functions	14 27%
Registration	SEC, Approved, 08/08/2002

AUM^*	2,924,632,360 48%
of that, discretionary	2,883,643,781 68%
Private Fund GAV^*	270,728,492 39%
Avg Account Size	1,716,334 24%
% High Net Worth	62.06% 0%
SMA’s	Yes
Private Funds	4 1
Contact Info	614 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Accounting Firm Name	Filing Date	Form ADV-E
Accounting Firm Name ARY ROEPCKE MULCHAEY, P.C.	Filing Date12/22/2025	Form ADV-E View Report
Accounting Firm Name ARY ROEPCKE MULCHAEY, P.C.	Filing Date10/21/2024	Form ADV-E View Report
Accounting Firm Name GBQ PARTNERS LLC	Filing Date01/25/2024	Form ADV-E View Report

Fund Type	Count	GAV
Fund TypeOther Private Fund	Count4	GAV$270,728,492

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser FRONTIER INVESTMENT MANAGEMENT PARTNERS LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund355.6m	Total Private Fund GAV355.6m	AUM2.5b	#Funds2
Adviser CAPE ANN ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.8b	Total Private Fund GAV1.8b	AUM2.3b	#Funds3
Adviser RADCLIFF MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund2.2b	Total Private Fund GAV2.2b	AUM2.4b	#Funds44
Adviser CORDIANT CAPITAL INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.1b	Total Private Fund GAV1.1b	AUM2.5b	#Funds6
Adviser RESOLUTE PARTNERS GROUP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.8m	Total Private Fund GAV4.8m	AUM1.9b	#Funds1
Adviser SMITH GROUP ASSET MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM2.2b	#Funds-
Adviser WINCORAM ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund10.3m	Total Private Fund GAV10.3m	AUM8.1b	#Funds2
Adviser HUDSON EDGE INVESTMENT PARTNERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund1.7b	Total Private Fund GAV1.7b	AUM2.9b	#Funds1
Adviser S & CO., INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund743.4m	Total Private Fund GAV743.4m	AUM2.3b	#Funds6
Adviser CAPITAL COUNSEL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund359.2m	Total Private Fund GAV359.2m	AUM2.6b	#Funds3

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker704326107	Stock NamePAYCHEX INC	$ Position$23,755,237	% Position21.00%	$ Change-9.00%	# Change3.00%
Stck Ticker981811102	Stock NameWORTHINGTON ENTERPRISES INC	$ Position$19,198,587	% Position17.00%	$ Change18.00%	# Change27.00%
Stck Ticker982104101	Stock NameWORTHINGTON STL INC	$ Position$7,185,554	% Position6.00%	$ Change77.00%	# Change55.00%
Stck Ticker67066G104	Stock NameNVIDIA CORPORATION	$ Position$6,332,265	% Position6.00%	$ Change177.00%	# Change178.00%
Stck Ticker464287200	Stock NameISHARES TR	$ Position$6,678,850	% Position6.00%	$ Change2.00%	# Change0.00%
Stck Ticker084670108	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$5,283,600	% Position5.00%	$ Change-22.00%	# Change-22.00%
Stck Ticker084670702	Stock NameBERKSHIRE HATHAWAY INC DEL	$ Position$4,032,329	% Position4.00%	$ Change17.00%	# Change17.00%
Stck Ticker922042742	Stock NameVANGUARD INTL EQUITY INDEX F	$ Position$3,542,263	% Position3.00%	$ Change8.00%	# Change5.00%
Stck Ticker037833100	Stock NameAPPLE INC	$ Position$1,920,237	% Position2.00%	$ Change-55.00%	# Change-58.00%
Stck Ticker446150104	Stock NameHUNTINGTON BANCSHARES INC	$ Position$2,258,122	% Position2.00%	$ Change0.00%	# Change0.00%

Brochure Summary

Overview

Principal Owners Windsor Advisory Group, LLC (Windsor) is a limited liability company originally organized in 2002. The principal owners of the firm are Harry Dye, III (Trey), Jonathon Eesley, John Mozola and Clayton Hall. Advisory Services We are an investment advisory firm providing family office services to highly successful individuals, their families and family offices. The services provided are client-dependent and may include consulting and family office services for various financial matters. Consulting services include consulting on client’s taxes, trust and estate, charitable giving, insurance, banking, and private business transactions. Family office services involve acting as a personal CFO and coordinating with the family’s team of professionals, including attorneys, accountants, and other trusted advisers. Portfolio Management Portfolios under our investment management supervision are usually treated as discretionary relationships (outlined in Item 16). However, we also have some client consult relationships where clients direct the purchase or sale of certain securities

within their portfolio. Clients may also impose restrictions on investing in certain securities or types of securities. For each client, we typically develop a customized Cash Flow/Investment Plan (Plan) based on their unique goals, liquidity needs, and overall financial objectives. We will implement the Plan using private investments, separately managed accounts (SMAs), ETFs and mutual funds. Windsor Investment Vehicles We serve as the Manager of private investment funds, collectively referred to as Windsor Investment Vehicles. Windsor Investment Vehicles were created by Windsor and are organized as Ohio limited liability companies (LLCs). Each fund invests substantially all of its investment assets in the limited partnership interests of its respective single underlying private fund. Windsor Investment Vehicles may be a component of a client’s investment plan, if suitable. Assets under Management As of 12/31/23 we had total regulatory assets under management (RAUM) of $1,981,102,320. Discretionary assets under management were $1,715,856,397 and non-discretionary assets were $265,245,923.

WINDSOR ADVISORY GROUP, LLC

Adviser Profile

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