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Adviser Profile

As of Date 07/22/2024
Adviser Type - Large advisory firm
Number of Employees 19 5.56%
of those in investment advisory functions 11 22.22%
Registration SEC, Approved, 8/8/2002
AUM* 1,981,102,320 5.43%
of that, discretionary 1,715,856,397 5.99%
Private Fund GAV* 97,574,627 35.36%
Avg Account Size 1,387,327 -1.65%
% High Net Worth 62.31% 10.59%
SMA’s Yes
Private Funds 3 1
Contact Info 614 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

Discretionary
Non-discretionary
2B 1B 1B 925M 694M 463M 231M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count3 GAV$97,574,627

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
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Stck Ticker704326107 Stock NamePAYCHEX INC $ Position$4,238,046 % Position8.00% $ Change-3.00% # Change0.00%
Stck Ticker808524722 Stock NameSCHWAB STRATEGIC TR $ Position$4,037,187 % Position8.00% $ Change # Change
Stck Ticker808524508 Stock NameSCHWAB STRATEGIC TR $ Position$2,831,249 % Position6.00% $ Change # Change
Stck Ticker293792107 Stock NameENTERPRISE PRODS PARTNERS L $ Position$2,991,113 % Position6.00% $ Change-1.00% # Change0.00%
Stck Ticker084670702 Stock NameBERKSHIRE HATHAWAY INC DEL $ Position$3,231,270 % Position6.00% $ Change-2.00% # Change1.00%
Stck Ticker254687106 Stock NameDISNEY WALT CO $ Position$2,296,116 % Position5.00% $ Change-22.00% # Change-3.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$2,326,665 % Position5.00% $ Change99.00% # Change1352.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$1,486,945 % Position3.00% $ Change47.00% # Change39.00%
Stck Ticker397624107 Stock NameGREIF INC $ Position$1,529,334 % Position3.00% $ Change-17.00% # Change0.00%

Brochure Summary

Overview

Principal Owners Windsor Advisory Group, LLC (Windsor) is a limited liability company originally organized in 2002. The principal owners of the firm are Harry Dye, III (Trey), Jonathon Eesley, John Mozola and Clayton Hall. Advisory Services We are an investment advisory firm providing family office services to highly successful individuals, their families and family offices. The services provided are client-dependent and may include consulting and family office services for various financial matters. Consulting services include consulting on client’s taxes, trust and estate, charitable giving, insurance, banking, and private business transactions. Family office services involve acting as a personal CFO and coordinating with the family’s team of professionals, including attorneys, accountants, and other trusted advisers. Portfolio Management Portfolios under our investment management supervision are usually treated as discretionary relationships (outlined in Item 16). However, we also have some client consult relationships where clients direct the purchase or sale of certain securities
within their portfolio. Clients may also impose restrictions on investing in certain securities or types of securities. For each client, we typically develop a customized Cash Flow/Investment Plan (Plan) based on their unique goals, liquidity needs, and overall financial objectives. We will implement the Plan using private investments, separately managed accounts (SMAs), ETFs and mutual funds. Windsor Investment Vehicles We serve as the Manager of private investment funds, collectively referred to as Windsor Investment Vehicles. Windsor Investment Vehicles were created by Windsor and are organized as Ohio limited liability companies (LLCs). Each fund invests substantially all of its investment assets in the limited partnership interests of its respective single underlying private fund. Windsor Investment Vehicles may be a component of a client’s investment plan, if suitable. Assets under Management As of 12/31/23 we had total regulatory assets under management (RAUM) of $1,981,102,320. Discretionary assets under management were $1,715,856,397 and non-discretionary assets were $265,245,923.