Adviser Profile

As of Date 09/10/2026
Registration SEC, Approved, 08/02/2002
Other registrations (3)
ADV Location DALLAS, TX, United States
Contact Info 214 xxxxxxx
Websites
AUM* 213,321,166 46%
of that, discretionary 213,005,688 46%
Number of Employees 4
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 772,903 24%
% High Net Worth 11.59% 82%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

Reported AUM

411M 352M 293M 235M 176M 117M 59M
2015 2016 2017 2018 2019 2020 2021 2022 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees