9AT: DIKER MANAGEMENT LLC

Adviser Profile

As of Date	09/25/2026
Registration	SEC, Approved, 04/19/2002
ADV Location	NEW YORK, NY, United States
Contact Info	212 xxxxxxx
Websites

AUM^*	430,004,756 8%
of that, discretionary	75,369,720 -15%
Number of Employees	7
of those in investment advisory functions	5
Private Fund GAV^*	68,769,524 -9%
Avg Account Size	23,889,153 14%
% High Net Worth	83.33% -12%
SMA’s	Yes
Private Funds	1

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pooled investment vehicles
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PRYTANIA INVESTMENT ADVISORS LLP	Hedge Fund65.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund7.7m	Total Private Fund GAV73.3m	AUM981.7m	#Funds4
Adviser TRINITY LEGACY PARTNERS, LLC	Hedge Fund14.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV14.1m	AUM521.2m	#Funds1
Adviser MUDDY WATERS CAPITAL LLC	Hedge Fund522.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV522.9m	AUM576.3m	#Funds12
Adviser MONTERONE PARTNERS LLP	Hedge Fund16.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV16.4m	AUM195.3m	#Funds3
Adviser CORE CAPITAL MANAGEMENT, LLC	Hedge Fund48.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV48.6m	AUM216.2m	#Funds2
Adviser VIBURNUM FUNDS PTY LTD	Hedge Fund75.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV75.7m	AUM276.4m	#Funds1
Adviser ALIGHT CAPITAL MANAGEMENT LP	Hedge Fund645.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV645.5m	AUM754.4m	#Funds3
Adviser MASTERTON CAPITAL MANAGEMENT, LP	Hedge Fund293.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV293.1m	AUM293.1m	#Funds3
Adviser TENCORE PARTNERS, LP	Hedge Fund354.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV354.7m	AUM354.0m	#Funds5
Adviser ARRINGTON CAPITAL INVESTMENT MANAGEMENT, LLC	Hedge Fund1.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4b	AUM1.4b	#Funds6

Brochure Summary

Overview

Diker Management LLC (“Diker”, “Investment Manager”, or “The Company”) was founded and registered with the SEC as an investment adviser in 2002 and is principally owned by Charles M. Diker and Mark N. Diker. As of December 31, 2023, Diker managed approximately $88.4 million of Regulatory Assets Under Management on a discretionary basis for 6 clients and approximately $311 million on a non-discretionary basis for 13 clients. It should be noted that for the purposes of calculating Regulatory Assets Under Management and consistent with SEC guidance, the Company included all unfunded capital commitments. Diker serves as an investment manager or adviser to a private investment partnership organized to invest in securities and other financial instruments. Diker also manages separate accounts for individuals, high net worth

individuals and associated trusts, estates, or charitable institutions, and corporations or business entities (Separate Accounts) (together with the Separate Accounts and the Fund, “Clients”). Diker manages its Separate Accounts’ assets based on the individual needs of each Separate Account client. At the onset of a Separate Account relationship, Diker identifies specific investment objectives and/or restrictions. Investment objectives and restrictions for the Fund are contemplated in the relevant governing documents. Diker primarily provides investment advice on equity securities of small and mid-cap companies. Each Client's assets will be invested in various securities across the capital structure according to the Company's investment research and the Client's specific risk profile.

DIKER MANAGEMENT LLC

DIKER MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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DIKER MANAGEMENT LLC DIKER MANAGEMENT LLC

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

DIKER MANAGEMENT LLC

DIKER MANAGEMENT LLC