CAIN CAPITAL MANAGEMENT, LP

other names
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Adviser Profile
As of Date 03/11/2024
Adviser Type - Large advisory firm
Number of Employees 4
of those in investment advisory functions 4
Registration SEC, Approved, 2/25/2002
Other registrations (1)
AUM* 138,730,617 -10.98%
of that, discretionary 138,730,617 -10.98%
Private Fund GAV* 22,079,509 25.11%
Avg Account Size 1,507,941 -15.81%
% High Net Worth 15.38%
SMA’s Yes
Private Funds 10
Contact Info 972 xxxxxxx

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Selection of other advisers

Compensation Arrangments

- Fixed fees (other than subscription fees)
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
166M 142M 118M 95M 71M 47M 24M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeOther Private Fund Count10 GAV$22,079,509

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Brochure Summary

Overview

ADVISORY FIRM DESCRIPTION Cain Capital, L.L.C. (“Cain” or “we”) has been in business since January 28, 1998. The principal owner is Rod Cain Jones. TYPES OF ADVISORY SERVICES Private Funds and Managed Accounts Cain, or an affiliate, manages investment accounts and provides investment supervisory services, on a discretionary basis, for private pooled investment vehicles, special purpose vehicles, partnerships, individuals, individual retirement plans, charitable organizations and trusts. Investment supervisory services include: ▪ Selecting private equity opportunities or other investment vehicles for investment by the client; ▪ Determining the client's investment objectives; ▪ Selecting and monitoring outside managers of separate accounts; specifically Merrill Lynch,
JP Morgan and Morgan Stanley, and; ▪ Periodically reporting, to the client, the current investment holdings, valuations (as provided by others), transactions, capital gains or losses, investment income, and performance. TAILORED ADVISORY SERVICES Clients cannot impose restrictions on investing in certain securities or sectors. We tailor our advisory services in accordance with each client’s needs. We also manage private funds/SPVs that are tailored to specific sectors or markets. All funds are closed to new investors. CLIENT ASSETS UNDER MANAGEMENT As of December 31, 2023, Cain managed $138,730,617 in discretionary assets under management and had no non-discretionary assets under management. Cain Capital, L.L.C. | Form ADV Part 2A | Firm Brochure March 2024 | Page 5