9AT: LOS ANGELES CAPITAL MANAGEMENT LLC

other names

LOS ANGELES CAPITAL MANAGEMENT LLC
LOS ANGELES CAPITAL MANAGEMENT AND EQUITY RESEARCH, INC.
SR INVESTMENT MANAGEMENT INCORPORATED
SR INVESTMENT MANAGEMENT

Adviser Profile

As of Date	03/27/2026
Registration	SEC, Approved, 02/25/2002
ADV Location	LOS ANGELES, CA, United States
Contact Info	310 xxxxxxx
Websites

AUM^*	40,575,576,974 16%
of that, discretionary	40,575,576,974 16%
Private Fund GAV^*	2,529,815,560 -1%
Avg Account Size	571,487,000 13%
SMA’s	Yes
Private Funds	6

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Number of Employees 103 10%

of those in investment advisory functions 46 10%

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

SEC Fund Type	Count	GAV
Fund TypeHedge Fund	Count4	GAV$2,425,577,483
Fund TypeOther Private Fund	Count2	GAV$104,238,077

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PLUSCIOS MANAGEMENT LLC	Hedge Fund417.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund5.1m	Total Private Fund GAV422.6m	AUM258.1m	#Funds6
Adviser PANAGORA ASSET MANAGEMENT INC	Hedge Fund6.1b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV6.1b	AUM44.1b	#Funds21
Adviser ENTRUST GLOBAL PARTNERS LLC	Hedge Fund3.0b	Liquidity Fund-	Private Equity Fund1.5b	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund4.1b	Total Private Fund GAV8.6b	AUM11.8b	#Funds50
Adviser AVENUE ASIA CAPITAL MANAGEMENT, L.P.	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund47.9m	Total Private Fund GAV1.9b	AUM1.9b	#Funds8
Adviser MILLBURN RIDGEFIELD LLC	Hedge Fund164.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund36.1m	Total Private Fund GAV200.6m	AUM8.7b	#Funds6
Adviser RADCLIFFE CAPITAL MANAGEMENT, L.P.	Hedge Fund3.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund974.8m	Total Private Fund GAV4.1b	AUM5.1b	#Funds18
Adviser HILLSDALE INVESTMENT MANAGEMENT INC.	Hedge Fund1.2b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.2b	AUM7.8b	#Funds7
Adviser FORMULA GROWTH LIMITED	Hedge Fund209.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund133.8m	Total Private Fund GAV343.5m	AUM343.5m	#Funds7
Adviser OPTIMA ASSET MANAGEMENT LLC	Hedge Fund646.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund90.8m	Total Private Fund GAV737.7m	AUM891.6m	#Funds22
Adviser DALTON INVESTMENTS, INC.	Hedge Fund456.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund276.2m	Total Private Fund GAV732.8m	AUM5.7b	#Funds29

Stock Ticker	Stock Name	$ Position	% Position	$ Change	# Change
Stck Ticker67066G104	Stock NameNVIDIA Corp	$ Position$2,328,400,974	% Position9.00%	$ Change-20.00%	# Change-7.00%
Stck Ticker037833100	Stock NameApple Inc	$ Position$1,833,543,670	% Position7.00%	$ Change-19.00%	# Change-14.00%
Stck Ticker594918104	Stock NameMicrosoft Corp	$ Position$1,230,934,077	% Position5.00%	$ Change-38.00%	# Change-12.00%
Stck Ticker11135F101	Stock NameBroadcom Inc	$ Position$922,450,294	% Position4.00%	$ Change-19.00%	# Change-1.00%
Stck Ticker02079K305	Stock NameAlphabet Inc	$ Position$526,594,251	% Position2.00%	$ Change-23.00%	# Change-25.00%
Stck Ticker023135106	Stock NameAmazon.com Inc	$ Position$512,545,807	% Position2.00%	$ Change-35.00%	# Change-30.00%
Stck Ticker532457108	Stock NameEli Lilly & Co	$ Position$418,046,504	% Position2.00%	$ Change90.00%	# Change75.00%
Stck Ticker30303M102	Stock NameMeta Platforms Inc	$ Position$405,939,968	% Position2.00%	$ Change-60.00%	# Change-53.00%
Stck Ticker02079K107	Stock NameAlphabet Inc	$ Position$622,103,815	% Position2.00%	$ Change-12.00%	# Change-14.00%
Stck Ticker30231G102	Stock NameExxon Mobil Corp	$ Position$220,510,156	% Position1.00%	$ Change820.00%	# Change522.00%

Brochure Summary

Overview

About the Firm Los Angeles Capital Management LLC (“Los Angeles Capital” or the “Firm”) is a discretionary institutional global asset manager registered with the SEC under the Investment Advisers Act of 1940, as amended (“Advisers Act”). The Firm was founded in 2002. The Firm offers risk-controlled active equity management services to a broad range of institutional clients. The Firm has a wholly owned subsidiary, LACM Global, Ltd. (“UK Subsidiary”), in the United Kingdom that is registered with the Financial Conduct Authority. Leadership and Ownership Structure The Firm’s Board consists of Thomas D. Stevens, Chairman, Daniel E. Allen, Chief Executive Officer and President, Hal W. Reynolds, Co-Chief Investment Officer, Stuart K. Matsuda, Chief Trading Officer, and Jennifer E. Reynolds, Chief Compliance Officer. The Firm’s majority owner is LACM Holdings Inc. (“LACM Holdings”), which owns over 99% of the Firm. As of January 1, 2024, Thomas D. Stevens is the principal owner of LACM Holdings. The other owners of LACM Holdings are employees of the Firm. Services Offered Los Angeles Capital constructs a wide range of equity strategies to meet specific client requirements across the developed and emerging markets. The Firm uses a quantitative forward- looking approach that is driven by its proprietary investment model technology (the “Model”). Statistical techniques are used by the Firm to evaluate a variety of metrics that have explanatory power for measuring stock price behavior. The Firm seeks to isolate and

interpret how each of these factors is behaving in the current market environment. This approach results in a proprietary forecast of expected returns across a broad universe of more than 9,000 publicly traded equity securities. Based on these forecasts, client accounts are tailored to each institutional client's unique objectives and investment guidelines. Through a structured investment process, the Firm seeks to add value relative to the specific benchmark or other metric identified for each client account or on an absolute basis. Accounts are managed independently of one another in accordance with client specific mandates, restrictions, and instructions as outlined in their respective investment management agreements or other governing documents. The Firm’s quantitative investment model technology allows the Firm to offer customized solutions to its institutional clients. As an example, the Firm can incorporate specific environmental, social, and corporate governance (“ESG”) information on a customized basis upon client request. In addition, the Firm can emphasize certain factors/themes such as momentum or growth to comply with a client request to maintain a permanent investment bias. Finally, the Firm can customize accounts to align the type and level of risk based on a client’s objectives and preferences. Assets under Management As of December 31, 2023, Los Angeles Capital had approximately $34,855,300,000 of client assets under management, and all assets were managed on a discretionary basis.

LOS ANGELES CAPITAL MANAGEMENT LLC

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