Adviser Profile

As of Date 03/13/2026
Registration SEC, Approved, 02/08/2002
Other registrations (2)
ADV Location JOHNSON CITY, TN, United States
Contact Info 423 xxxxxxx
Websites
AUM* 987,373,384 22%
of that, discretionary 897,051,756 11%
Number of Employees 12
of those in investment advisory functions 7 -13%
Private Fund GAV* 0
Avg Account Size 530,276 10%
% High Net Worth 23.82% 12%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

897M 769M 641M 513M 384M 256M 128M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PRAGER METIS CPAS Filing Date12/19/2025 Form ADV-E View Report
Accounting Firm Name PRAGER METIS CPAS Filing Date09/25/2024 Form ADV-E View Report
Accounting Firm Name GOLDSMITH MOLIS & GRAY, PLLC Filing Date08/08/2023 Form ADV-E View Report

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$57,509,655 % Position10.00% $ Change19.00% # Change3.00%
Stck Ticker808524201 Stock NameSCHWAB STRATEGIC TR $ Position$19,985,592 % Position4.00% $ Change15.00% # Change0.00%
Stck Ticker742718109 Stock NamePROCTER & GAMBLE CO $ Position$14,035,280 % Position3.00% $ Change2.00% # Change0.00%
Stck Ticker808524805 Stock NameSCHWAB STRATEGIC TR $ Position$18,016,133 % Position3.00% $ Change9.00% # Change-2.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$14,001,120 % Position3.00% $ Change21.00% # Change-1.00%
Stck Ticker464287226 Stock NameISHARES TR $ Position$14,075,297 % Position3.00% $ Change8.00% # Change8.00%
Stck Ticker46139W825 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$9,458,157 % Position2.00% $ Change3.00% # Change4.00%
Stck Ticker46138J791 Stock NameINVESCO EXCH TRD SLF IDX FD $ Position$10,341,124 % Position2.00% $ Change-1.00% # Change-1.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$12,288,434 % Position2.00% $ Change10.00% # Change2.00%
Stck Ticker808524771 Stock NameSCHWAB STRATEGIC TR $ Position$8,711,230 % Position2.00% $ Change16.00% # Change4.00%

Brochure Summary