Adviser Profile

AUM* 22,984,966,859 24%
of that, discretionary 22,764,232,258 24%
Number of Employees 164 9%
of those in investment advisory functions 76 -4%
Private Fund GAV* 0
Avg Account Size 1,266,110 5%
% High Net Worth 54.75% 6%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Business development companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

23B 20B 16B 13B 10B 7B 3B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name COHEN & COMPANY Filing Date09/22/2025 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date06/12/2024 Form ADV-E View Report
Accounting Firm Name COHEN & COMPANY Filing Date10/20/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker464287200 Stock NameISHARES TR $ Position$1,103,443,163 % Position8.00% $ Change19.00% # Change4.00%
Stck Ticker464287622 Stock NameISHARES TR $ Position$585,333,483 % Position4.00% $ Change16.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$515,737,784 % Position4.00% $ Change11.00% # Change-3.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$386,628,662 % Position3.00% $ Change22.00% # Change-2.00%
Stck Ticker172062101 Stock NameCINCINNATI FINL CORP $ Position$262,522,051 % Position2.00% $ Change15.00% # Change-2.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$219,577,370 % Position2.00% $ Change10.00% # Change-4.00%
Stck Ticker00039J822 Stock NameAB ACTIVE ETFS INC $ Position$240,805,327 % Position2.00% $ Change10.00% # Change3.00%
Stck Ticker464287499 Stock NameISHARES TR $ Position$331,172,758 % Position2.00% $ Change17.00% # Change3.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$325,099,901 % Position2.00% $ Change3.00% # Change2.00%
Stck Ticker742718109 Stock NamePROCTER & GAMBLE CO $ Position$326,374,377 % Position2.00% $ Change3.00% # Change2.00%

Brochure Summary