III CAPITAL MANAGEMENT other names

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Adviser Profile

As of Date:

08/16/2024

Adviser Type:

- Large advisory firm

Number of Employees:

8 -27.27%

of those in investment advisory functions:

8 -27.27%

Registration:

SEC, Approved, 8/28/2001

AUM:

39,514,428,923 18.82%

of that, discretionary:

39,514,428,923 18.82%

Private Fund GAV:

18,408,578,527 -55.95%

Avg Account Size:

1,317,147,631 18.82%

SMA’s:

YES

Private Funds:

9 1

Contact Info

561 xxxxxxx

Websites :
Client Types:

+

Advisory Activities:

+

Compensation Arrangments:

+

Reported AUM

Discretionary
Non-discretionary
74B 63B 53B 42B 32B 21B 11B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

AutoZone Inc (AZO) Executive Chairman RHODES WILLIAM C III Sells 12,051 Shares
03/26/2024

Related Stocks: AZO,

gurufocus.com

SPAC 10X VC III signs merger LOI with Sparks Energy, seeks deadline extension
12/09/2022

Seeking Alpha

III Capital Management Buys RBC Bearings Inc, Acropolis Infrastructure Acquisition Corp, ON ...
11/17/2021

Related Stocks: GOOG, FB, Z, LSXMA, RCL, PAAS, ROLL, ACRO.U, ON, SQ, SWAGU, KKR, PCGU, NOVA, NEEPO, SJIV, NEEPP, NEEPP,

gurufocus.com

Levin Capital Strategies, L.p. Buys DuPont de Nemours Inc, dMY Technology Group Inc III, Axis ...
11/10/2021

Related Stocks: DD, DMYI, CRHC, PHIC, EPWR, LGV, AXS, CPAAU, CPAAU, BWCAU, WAVC.U, CNDA.U, CVA, LTCH, PSPC.U, STPC, CNNE, EOCW.U,

gurufocus.com

Fate Therapeutics Inc (FATE) CFO Edward J Dulac Iii Sold $1.2 million of Shares
10/01/2021

Related Stocks: FATE,

gurufocus.com

III Capital Management Buys Illumina Inc, The AES Corp, Microchip Technology Inc, Sells NextEra ...
05/14/2021

Related Stocks: NIO, FB, PHM, ILMN, AESC, MCHP, SJIV, KKR, OSH, NEEPP, NEEPP,

gurufocus.com


Private Funds Structure

Fund Type Count GAV
Hedge Fund 8 $18,390,546,434
Real Estate Fund 1 $18,032,093

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Private Funds



Employees




Brochure Summary

Overview

III Capital Management (“III” or the “Advisor”), currently advises private investment funds (the “Funds”) that are offered to institutional investors and high net worth, financially sophisticated individuals. III also advises certain managed accounts (“Managed Accounts”) and dedicated (i.e., single investor) funds (“SIFs”) for certain large, sophisticated institutional investors. Collectively, the Funds and III’s other advisory clients are referred to herein as III’s “Clients,” where appropriate. III operates in compliance with the Investment Advisers Act of 1940 (the “Advisers Act”) and the rules thereunder. III was formed on June 30, 1993 as a Nevada general partnership. The principals of III are: Robert Printz, Lester Coyle, Scott Wyler, Thomas Olofsson, Jason Prest, Karen Hansen, Christian Pellegrino, and Yelena Anuar. III (and its predecessor entities) has been managing client and proprietary capital since 1982. III has been registered with the SEC as a Registered Investment Adviser since August 28, 2001. III invests Client capital across four general strategy groups: fixed income/rates strategies (“Rates”), asymmetric or convexity strategies (“Convexity”), long-only credit (“Long-Only Credit”) and long/short or relative value credit (“Long/Short Credit”). Many III-advised Funds are multi-strategy funds that invest
in two or more of these strategy groups. Within these strategy areas, III manages portfolios with specific focus areas, such as government relative value strategies (“GRV”) within Rates, or convertible bond arbitrage (“Convert Arb”) and equity market neutral (“Equity”) strategies within Long/Short Credit. Rates strategies were the original foundation of III’s advisory business, and the Advisor has been continuously managing Rates portfolios since its inception in 1982. III does not participate in or sponsor any wrap fee programs. All discussions of the Funds in this brochure, including but not limited to their investments, the strategies used in managing the Funds, the fees and other costs associated with an investment in the Funds, and conflicts of interest faced by III and its affiliates in connection with management of the Funds, are qualified in their entirety by reference to each Fund’s respective confidential offering memorandum (if any) and governing documents (referred to collectively as the “Offering Documents”). Assets Under Management As of December 31, 2023, III managed the following client assets: Client Assets Under Management Discretionary $5,118,984,532 Non-Discretionary $0.00 Total $5,118,984,532 Amounts are in U.S. dollars.