9AT: III CAPITAL MANAGEMENT

other names

III CAPITAL MANAGEMENT
III OFFSHORE ADVISORS
III CAPITAL MANAGMENT

Adviser Profile

As of Date	08/08/2025
ADV Location	BOCA RATON, FL, United States
Adviser Type - Large advisory firm
Number of Employees	9 13%
of those in investment advisory functions	9 13%
Registration	SEC, Approved, 08/28/2001

AUM^*	85,069,518,850 156%
of that, discretionary	85,069,518,850 156%
Private Fund GAV^*	48,418,057,166 3%
Avg Account Size	3,402,780,754 207%
SMA’s	Yes
Private Funds	11
Contact Info	561 xxxxxxx
Websites

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count10	GAV$48,401,943,737
Fund TypeReal Estate Fund	Count1	GAV$16,113,429

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ANDA ASSET MANAGEMENT CO., LTD.	Hedge Fund335.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund39.0m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV374.2m	AUM650.0m	#Funds35
Adviser PIN OAK INVESTMENT ADVISORS INC	Hedge Fund324.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund40.2m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV364.3m	AUM671.9m	#Funds22
Adviser GARRISON INVESTMENT GROUP LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM195.4m	#Funds-
Adviser PRELUDE CAPITAL MANAGEMENT, LLC	Hedge Fund1.8b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund13.5m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.8b	AUM1.8b	#Funds21
Adviser OCTOGONE NA	Hedge Fund2.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund17.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV19.9m	AUM371.4m	#Funds6
Adviser GCM GROSVENOR L.P.	Hedge Fund36.3b	Liquidity Fund-	Private Equity Fund36.6b	Real Estate Fund993.4m	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV73.9b	AUM85.8b	#Funds336
Adviser MAN SOLUTIONS LIMITED	Hedge Fund13.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV13.4b	AUM43.8b	#Funds16
Adviser INVESTURE, LLC	Hedge Fund18.6b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV18.6b	AUM35.0b	#Funds22
Adviser BLACKSTONE TACTICAL OPPORTUNITIES ADVISORS L.L.C.	Hedge Fund39.9b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV39.9b	AUM41.3b	#Funds105
Adviser POLAR ASSET MANAGEMENT PARTNERS INC.	Hedge Fund42.4b	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV42.4b	AUM42.9b	#Funds8

Brochure Summary

Overview

III Capital Management (“III” or the “Advisor”), currently advises private investment funds (the “Funds”) that are offered to institutional investors and high net worth, financially sophisticated individuals. III also advises certain managed accounts (“Managed Accounts”) and dedicated (i.e., single investor) funds (“SIFs”) for certain large, sophisticated institutional investors. Collectively, the Funds and III’s other advisory clients are referred to herein as III’s “Clients,” where appropriate. III operates in compliance with the Investment Advisers Act of 1940 (the “Advisers Act”) and the rules thereunder. III was formed on June 30, 1993 as a Nevada general partnership. The principals of III are: Robert Printz, Lester Coyle, Scott Wyler, Thomas Olofsson, Jason Prest, Karen Hansen, Christian Pellegrino, and Yelena Anuar. III (and its predecessor entities) has been managing client and proprietary capital since 1982. III has been registered with the SEC as a Registered Investment Adviser since August 28, 2001. III invests Client capital across four general strategy groups: fixed income/rates strategies (“Rates”), asymmetric or convexity strategies (“Convexity”), long-only credit (“Long-Only Credit”) and long/short or relative value credit (“Long/Short Credit”). Many III-advised Funds are multi-strategy funds that invest

in two or more of these strategy groups. Within these strategy areas, III manages portfolios with specific focus areas, such as government relative value strategies (“GRV”) within Rates, or convertible bond arbitrage (“Convert Arb”) and equity market neutral (“Equity”) strategies within Long/Short Credit. Rates strategies were the original foundation of III’s advisory business, and the Advisor has been continuously managing Rates portfolios since its inception in 1982. III does not participate in or sponsor any wrap fee programs. All discussions of the Funds in this brochure, including but not limited to their investments, the strategies used in managing the Funds, the fees and other costs associated with an investment in the Funds, and conflicts of interest faced by III and its affiliates in connection with management of the Funds, are qualified in their entirety by reference to each Fund’s respective confidential offering memorandum (if any) and governing documents (referred to collectively as the “Offering Documents”). Assets Under Management As of December 31, 2023, III managed the following client assets: Client Assets Under Management Discretionary $5,118,984,532 Non-Discretionary $0.00 Total $5,118,984,532 Amounts are in U.S. dollars.

III CAPITAL MANAGEMENT

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