Adviser Profile
| As of Date | 06/22/2020 |
| Registration status | Terminated |
| ADV Location | CHICAGO, IL, United States |
| AUM* | 212,108,419 |
| of that, discretionary | 212,108,419 |
| Number of Employees | 9 |
| of those in investment advisory functions | 4 |
| Private Fund GAV* | 0 |
| Avg Account Size | 334,029 |
| % High Net Worth | 80.65% |
| SMA’s | Yes |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
212M
182M
152M
121M
91M
61M
30M
2015
2016
2017
2018
2019
2020
Private Funds
No private funds