Adviser Profile

AUM* 11,941,931,134 11%
of that, discretionary 2,978,308,165 -3%
Number of Employees 53 -2%
of those in investment advisory functions 48
Private Fund GAV* 0
Avg Account Size 3,937,333 14%
% High Net Worth 13.28% 98%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

9B 8B 6B 5B 4B 3B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BERRY, DUNN, MCNEIL & PARKER, LLC Filing Date11/25/2025 Form ADV-E View Report
Accounting Firm Name BERRYDUNN Filing Date09/23/2024 Form ADV-E View Report
Accounting Firm Name BERRYDUNN Filing Date10/23/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker09661T107 Stock NameBNY MELLON ETF TRUST $ Position$146,604,277 % Position19.00% $ Change18.00% # Change210.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$106,354,251 % Position14.00% $ Change14.00% # Change0.00%
Stck Ticker09661T404 Stock NameBNY MELLON ETF TRUST $ Position$61,071,231 % Position8.00% $ Change13.00% # Change218.00%
Stck Ticker46641Q670 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$62,118,105 % Position8.00% $ Change4.00% # Change6.00%
Stck Ticker78464A672 Stock NameSPDR SERIES TRUST $ Position$28,172,839 % Position4.00% $ Change4.00% # Change6.00%
Stck Ticker98149E303 Stock NameWORLD GOLD TR $ Position$33,478,830 % Position4.00% $ Change-10.00% # Change5.00%
Stck Ticker78467V103 Stock NameSSGA ACTIVE ETF TR $ Position$20,473,657 % Position3.00% $ Change9.00% # Change11.00%
Stck Ticker922908652 Stock NameVANGUARD INDEX FDS $ Position$20,125,729 % Position3.00% $ Change22.00% # Change6.00%
Stck Ticker31609A305 Stock NameFIDELITY COVINGTON TRUST $ Position$20,572,818 % Position3.00% $ Change20.00% # Change6.00%
Stck Ticker316188309 Stock NameFIDELITY MERRIMACK STR TR $ Position$15,371,326 % Position2.00% $ Change2.00% # Change3.00%