Adviser Profile

AUM* 580,178,144 38%
of that, discretionary 580,178,144 38%
Number of Employees 18 6%
of those in investment advisory functions 17 42%
Private Fund GAV* 0
Avg Account Size 249,754 52%
% High Net Worth 17.17% 37%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

580M 497M 414M 332M 249M 166M 83M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker78464A805 Stock NameSTATE STREET SPDR PORT S&P 1500 COMPOSITE STOCK MARKET ETF $ Position$54,215,959 % Position11.00% $ Change15.00% # Change0.00%
Stck Ticker67066G104 Stock NameNVIDIA CORP $ Position$37,394,064 % Position8.00% $ Change12.00% # Change-3.00%
Stck Ticker92206C870 Stock NameVANGUARD INTERMEDIATE TERM CORP BOND ETF $ Position$26,970,703 % Position6.00% $ Change2.00% # Change2.00%
Stck Ticker92206C102 Stock NameVANGUARD SHORT TERM TREASURY ETF $ Position$29,410,197 % Position6.00% $ Change1.00% # Change1.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$30,511,792 % Position6.00% $ Change12.00% # Change-2.00%
Stck Ticker78468R663 Stock NameSTATE STREET SPDR BLOOMBERG 1-3 MTH T-BILL ETF $ Position$22,396,630 % Position5.00% $ Change0.00% # Change0.00%
Stck Ticker023135106 Stock NameAMAZON.COM INC $ Position$18,907,451 % Position4.00% $ Change12.00% # Change-2.00%
Stck Ticker02079K107 Stock NameALPHABET INC CL C $ Position$20,779,108 % Position4.00% $ Change19.00% # Change-3.00%
Stck Ticker14020Y300 Stock NameCAPITAL GROUP FIXED INCOME U S MULTI SECTOR INCOME ETF $ Position$21,623,472 % Position4.00% $ Change2.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$15,284,868 % Position3.00% $ Change3.00% # Change2.00%