Adviser Profile

As of Date 08/18/2026
Registration SEC, Approved, 04/24/1998
ADV Location ST. LOUIS, MO, United States
Contact Info 314 xxxxxxx
Websites
AUM* 281,549,235 10%
of that, discretionary 230,690,303 0%
Number of Employees 8 14%
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 521,387 6%
% High Net Worth 57.86% 20%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

291M 249M 208M 166M 125M 83M 42M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary