ALPINE WOODS CAPITAL INVESTORS, LLC

other names
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Adviser Profile
As of Date 03/27/2024
Adviser Type - Large advisory firm
Number of Employees 14 -6.67%
of those in investment advisory functions 3
Registration SEC, Approved, 12/16/1997
AUM* 390,280,892 8.13%
of that, discretionary 390,280,892 8.13%
Private Fund GAV* 390,280,891 8.13%
Avg Account Size 130,093,631 8.13%
SMA’s No
Private Funds 3
Contact Info 914 xxxxxxx
Websites

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
4B 4B 3B 2B 2B 1B 596M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count3 GAV$390,280,891

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker949746101 Stock NameWELLS FARGO CO NEW $ Position$24,901,939 % Position4.00% $ Change22.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO. $ Position$17,103,253 % Position3.00% $ Change3.00% # Change-13.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$15,371,482 % Position3.00% $ Change-22.00% # Change-17.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$17,996,476 % Position3.00% $ Change3.00% # Change-3.00%
Stck Ticker11135F101 Stock NameBROADCOM INC $ Position$18,640,096 % Position3.00% $ Change7.00% # Change864.00%
Stck Ticker031162100 Stock NameAMGEN INC $ Position$10,630,028 % Position2.00% $ Change-8.00% # Change-11.00%
Stck Ticker060505104 Stock NameBANK AMERICA CORP $ Position$10,060,462 % Position2.00% $ Change1.00% # Change-13.00%
Stck Ticker14448C104 Stock NameCARRIER GLOBAL CORPORATION $ Position$10,683,575 % Position2.00% $ Change-5.00% # Change-22.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$13,679,231 % Position2.00% $ Change-22.00% # Change-22.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$11,756,165 % Position2.00% $ Change3.00% # Change-3.00%

Brochure Summary

Overview

AWCI has been providing investment advisory services since December 1997. AWCI is wholly owned by Alpine Saxon Woods, LLC. AWCI’s day-to-day operations are managed by AWCI’s management team, Arleen Baez, Brian Hennessey, Sarah Hunt, and Mark Spellman. Each member of the management team is a member of Alpine Saxon Woods, LLC and a principal owner of AWCI. AWCI provides investment advisory services to three pooled investment vehicles (“Private Funds,” and individually, a “Private Fund”). These Private Funds are exempt from the definition of “investment company” pursuant to Section 3(c)(1) of the Investment Company Act of 1940 (the “1940 Act”). AWCI is an active manager of equities strategies.
Information regarding the advisory services offered by AWCI (including investment styles, strategies and risks) is described in greater detail in each Private Fund’s offering materials. In the past AWCI has provided, and may in the future provide, portfolio management services to unaffiliated institutional accounts. AWCI would offer portfolio management services to these unaffiliated accounts based on particular mandates. As of December 31, 2023, AWCI does not participate in any wrap fee programs. As of December 31, 2023, AWCI manages approximately $390.3million of client assets on a discretionary basis. As of the same date, AWCI does not manage any client assets on a non-discretionary basis.