Adviser Profile

As of Date 09/22/2026
Registration SEC, Approved, 04/17/1997
ADV Location BARRINGTON, RI, United States
Contact Info (40 xxxxxxx
Websites
AUM* 411,648,230 20%
of that, discretionary 409,844,380 20%
Number of Employees 9 13%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 367,543 -47%
% High Net Worth 22.24% 2%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

410M 351M 293M 234M 176M 117M 59M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker922042775 Stock NameVANGUARD INTL EQUITY INDEX F $ Position$24,855,493 % Position8.00% $ Change11.00% # Change7.00%
Stck Ticker92206C870 Stock NameVANGUARD SCOTTSDALE FDS $ Position$21,946,302 % Position7.00% $ Change4.00% # Change5.00%
Stck Ticker922907738 Stock NameVANGUARD MUN BD FDS $ Position$14,826,031 % Position5.00% $ Change # Change
Stck Ticker922908629 Stock NameVANGUARD INDEX FDS $ Position$15,657,893 % Position5.00% $ Change17.00% # Change13.00%
Stck Ticker464288646 Stock NameISHARES TR $ Position$14,509,080 % Position5.00% $ Change2.00% # Change3.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$13,458,562 % Position4.00% $ Change2.00% # Change-4.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$13,853,617 % Position4.00% $ Change-9.00% # Change0.00%
Stck Ticker921935870 Stock NameVANGUARD WELLINGTON FD $ Position$9,678,246 % Position3.00% $ Change # Change
Stck Ticker47103U845 Stock NameJANUS DETROIT STR TR $ Position$8,752,492 % Position3.00% $ Change0.00% # Change0.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$9,493,879 % Position3.00% $ Change3.00% # Change-1.00%

Brochure Summary