Adviser Profile

As of Date 03/31/2025
Registration SEC, Approved, 08/12/1996
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 42,403,351 -23%
of that, discretionary 39,289,328 -28%
Number of Employees 5
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 164,994 -41%
% High Net Worth 5.75% 100%
SMA’s Yes
Private Funds 0

Adviser Type

- Mid-sized advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges

Reported AUM

488M 418M 348M 279M 209M 139M 70M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary