9AT: HARVEY CAPITAL MANAGEMENT INC

HARVEY CAPITAL MANAGEMENT INC

HARVEY CAPITAL MANAGEMENT INC

Adviser Profile

As of Date	03/10/2026
Registration	SEC, Approved, 05/28/1996
ADV Location	PALM BEACH, FL, United States
Contact Info	561 xxxxxxx
Websites

AUM^*	579,442,034 36%
of that, discretionary	579,442,034 36%
Number of Employees	5
of those in investment advisory functions	3
Private Fund GAV^*	0
Avg Account Size	3,368,849 38%
% High Net Worth	58.14% 21%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

579M 497M 414M 331M 248M 166M 83M

2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

About The Firm Harvey Capital Management, Inc. is an independent investment advisory firm established in 1996 that is registered* with the Securities and Exchange Commission (SEC). The company was formed under Florida laws and is headquartered in Palm Beach, Florida. Robert D. Harvey is the founder and principal owner of Harvey Capital Management, Inc. and serves as the Chairman. Alexander T. Harvey serves as President and Chief Executive Officer. The company can be found on the SEC’s website www.adviserinfo.sec.gov using the unique identifying file number 801-52027. Harvey Capital Management, Inc. provides investment management services to high net-worth individuals that include trusts, estates, retirement, partnership, pension plans, profit-sharing plans, corporate and foundation accounts. Our firm specializes in developing tailored investment strategies for the Client with individualized service and attention. We assist our clients to meet their financial goals and needs. At Harvey Capital Management, we pride ourselves in the longevity of our client relationships and the satisfaction of meeting the Client’s investment goals. Types of Investment Advisory Services Offered Harvey Capital Management provides discretionary investment management services where the investment advice is customized to meet the objectives of the Client. Discretionary authority allows the Firm to perform investment functions on the Client’s behalf without further approval from the Client. The Client must notify the Firm in

writing if there are any investment restrictions in certain securities or industry groups/sectors. Portfolios are re-optimized when there are changes in market conditions or client’s objectives. Our firm may offer advice on the following types of investments: CDs Commercial Paper Corporate Debt Securities Equity Securities Municipal Securities Mutual Fund Shares/ETFs Option Contracts on Securities United States Government Securities Warrants * “registered” does not imply a certain level of skill or training. Conditions for Managing Accounts Before providing investment management services, the Client is required to enter into a formal Investment Management Agreement with Harvey Capital Management, Inc. Our Agreement sets forth the terms and conditions under which the Firm will manage the Client’s assets. It is our policy that the Client uses a qualified custodian to safeguard their assets. To avoid conflicts of interest, we do not have affiliations with any broker- dealer or investment banking divisions. The Client may terminate the Investment Management Agreement with prior written notice to Harvey Capital Management. The Agreement will be cancelled ten (10) business days after given notice. Harvey Capital Management will pro-rate the fees from the last billing cycle to the termination date. Harvey Capital Management does not participate in any Wrap Fee Program. As of December 31, 2023, Harvey Capital Management managed $426 million of clients’ assets on a discretionary basis.