Adviser Profile

As of Date 05/13/2026
Registration SEC, Approved, 02/26/1996
ADV Location TOWSON, MD, United States
Contact Info 410 xxxxxxx
Websites
AUM* 1,270,749,770 32%
of that, discretionary 1,270,749,770 32%
Number of Employees 21 40%
of those in investment advisory functions 10 43%
Private Fund GAV* 0
Avg Account Size 811,981 23%
% High Net Worth 52.85% 3%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 1B 908M 726M 545M 363M 182M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker14020X104 Stock NameCAPITAL GROUP GBL GROWTH EQT $ Position$66,894,103 % Position22.00% $ Change29.00% # Change1.00%
Stck Ticker464288240 Stock NameISHARES TR $ Position$29,870,182 % Position10.00% $ Change13.00% # Change1.00%
Stck Ticker14020G101 Stock NameCAPITAL GROUP GROWTH ETF $ Position$24,373,748 % Position8.00% $ Change25.00% # Change6.00%
Stck Ticker464287671 Stock NameISHARES TR $ Position$16,165,527 % Position5.00% $ Change21.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$12,582,759 % Position4.00% $ Change13.00% # Change-1.00%
Stck Ticker78464A508 Stock NameSPDR SERIES TRUST $ Position$13,800,363 % Position4.00% $ Change9.00% # Change1.00%
Stck Ticker78464A409 Stock NameSPDR SERIES TRUST $ Position$10,007,138 % Position3.00% $ Change20.00% # Change-1.00%
Stck Ticker464287663 Stock NameISHARES TR $ Position$10,009,110 % Position3.00% $ Change8.00% # Change0.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$8,528,917 % Position3.00% $ Change14.00% # Change0.00%
Stck Ticker46434G103 Stock NameISHARES INC $ Position$9,389,588 % Position3.00% $ Change21.00% # Change2.00%

Brochure Summary