4A. Business Principal Owners Lawrence J. Sisung, Jr. is founder of Sisung Investment Management Services, LLC (SIMS). Mr. Sisung has been providing investment advisory services since 1985 through Sisung Securities Inc, which was succeeded by Sisung Securities Corporation. Eventually, those advisory services and accounts, were transferred to SIMS, an investment advisory company that has been registered with the U.S. Securities and Exchange Commission since 1995. With assets currently totaling over one billion dollars, SIMS provides advisory services to corporations, public institutions and high net worth individuals. In addition to full time asset managers, SIMS maintains an active investment committee that collectively brings over a hundred years of financial experience to bear on investment decisions. This group consists of experts in the fields of business, economics, finance, investments, and tax law. SIMS’ portfolio managers focus on creating diversified portfolios with definable and managed risks. Securities portfolios are customized according to your guidelines and needs for liquidity, income, and both current and future expenses. 4B. Types of Advisory Services SIMS provides investment supervisory services by providing continuous and regular supervisory or management services in two ways:
• SIMS has discretionary authority and provides on-going supervisory or management services with respect to your account; or
• SIMS does not have discretionary authority but does have on-going responsibility to select or make recommendations. This includes specific

securities or other investments the account may purchase or sell. Furthermore, if such recommendations are accepted by you, SIMS is responsible for arranging or effecting the purchase or sale. Types of securities used in SIMS’ advisory services include:
• Exchange Listed Securities
• OTC Securities
• Exchange Traded Funds
• U.S. Government Securities
• Corporate Debt
• Municipal Debt
• Commercial Paper
• Certificates of Deposit 4C. Individual Needs of Clients SIMS’ investment advice is based on your individual needs. Individual needs can include, for example, the nature of your assets, legal, operational, and tax obligations among many other issues. Additionally, our advisory services can be specifically tailored to include any restrictions that you may have regarding securities to be included or excluded in the management of your portfolio. Restrictions could include length of maturities, specific social or industry issues, investment quality, style or class, and many other issues that are meaningful to you. With this information, we will provide continuous and regular supervisory and management services to your securities portfolio. (Please refer to Item 16 for additional information regarding investment restrictions) 4D. Wrap Fee Programs SIMS does not sponsor or provide portfolio management for any Wrap Fee Program. 4E. Assets Under Management Discretionary: $1,994,077,133 Non-Discretionary: $ 6,806,884 Total Assets: $2,000,884,017 Assets as of: December 31, 2023