Adviser Profile

As of Date 07/12/2026
Registration status Terminated
ADV Location PURCHASE, NY, United States
Contact Info 914 xxxxxxx
Websites
AUM* 564,084,196 -23%
of that, discretionary 564,084,196 -23%
Number of Employees 11 -8%
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 282,042,098 -23%
SMA’s No
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

978M 838M 698M 559M 419M 279M 140M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker000000000 Stock Name0 $ Position$ % Position $ Change # Change

Brochure Summary