Adviser Profile

As of Date 07/16/2026
Registration SEC, Approved, 04/18/1995
ADV Location ROCK HILL, SC, United States
Contact Info 803 xxxxxxx
Websites
AUM* 619,754,403 65%
of that, discretionary 106,109,322 100%
Number of Employees 8 60%
of those in investment advisory functions 5 67%
Private Fund GAV* 0
Avg Account Size 1,143,458 29%
% High Net Worth 71.59% 33%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

514M 440M 367M 294M 220M 147M 73M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary