Adviser Profile

As of Date 03/30/2026
Registration SEC, Approved, 11/14/1994
ADV Location CHICAGO, IL, United States
Contact Info 312 xxxxxxx
Websites
AUM* 104,245,891,572 9%
of that, discretionary 104,245,891,572 9%
Number of Employees 45 5%
of those in investment advisory functions 15 15%
Private Fund GAV* 7,537,163,659 26%
Avg Account Size 482,619,868 33%
SMA’s Yes
Private Funds 21 2

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Sovereign wealth funds and foreign official institutions
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

121B 103B 86B 69B 52B 34B 17B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker24703L202 Stock NameDell Technologies Inc $ Position$1,031,395 % Position2.00% $ Change123.00% # Change-15.00%
Stck Ticker02079K305 Stock NameAlphabet Inc $ Position$1,141,420 % Position2.00% $ Change49.00% # Change20.00%
Stck Ticker17275R102 Stock NameCisco Systems Inc $ Position$835,070 % Position2.00% $ Change34.00% # Change-12.00%
Stck Ticker026874784 Stock NameAmerican International Group Inc $ Position$330,970 % Position1.00% $ Change5.00% # Change6.00%
Stck Ticker747525103 Stock NameQUALCOMM Inc $ Position$638,403 % Position1.00% $ Change31.00% # Change-9.00%
Stck Ticker883203101 Stock NameTextron Inc $ Position$421,585 % Position1.00% $ Change18.00% # Change13.00%
Stck Ticker717081103 Stock NamePfizer Inc $ Position$456,087 % Position1.00% $ Change-6.00% # Change10.00%
Stck Ticker92343V104 Stock NameVerizon Communications Inc $ Position$546,370 % Position1.00% $ Change-10.00% # Change6.00%
Stck Ticker020002101 Stock NameAllstate Corp/The $ Position$360,838 % Position1.00% $ Change29.00% # Change12.00%
Stck Ticker40434L105 Stock NameHP Inc $ Position$289,466 % Position1.00% $ Change36.00% # Change19.00%

Brochure Summary