SEGALL BRYANT & HAMILL, LLC other names

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Adviser Profile

As of Date:

08/08/2023

Adviser Type:

- Large advisory firm
- An investment adviser (or subadviser) to an investment company


Number of Employees:

124 4.20%

of those in investment advisory functions:

60


Registration:

SEC, Approved, 8/10/1994

AUM:

15,434,620,764 -39.81%

of that, discretionary:

15,384,067,331 -39.88%

Avg Account Size:

15,543,425 205.14%

% High Net Worth:

5.97% -87.16%


SMA’s:

YES

Private Funds:

8 1

Websites :
Contact info

Phone: 1-8 xxxxxxx

Fax: 312 xxxxxxx

Client Types:

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities:

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Selection of other advisers

Compensation Arrangments:

- A percentage of assets under your management
- Fixed fees (other than subscription fees)
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
26B 22B 18B 15B 11B 7B 4B
2015 2016 2017 2018 2019 2020 2021 2022 2023

Recent News

SEGALL BRYANT & HAMILL, LLC Buys 2, Sells 3 in 3rd Quarter
11/15/2022

Related Stocks: ADBE, OLLI, SPGI, NCR, NVO,

gurufocus.com

SEGALL BRYANT & HAMILL, LLC Buys 2, Sells 3 in 2nd Quarter
08/16/2022

Related Stocks: AMZN, WAL, HAIN, UL, PRGO,

gurufocus.com

Segall Bryant & Hamill, Llc Buys Pacific Premier Bancorp Inc, Vail Resorts Inc, Marsh & ...
11/03/2021

Related Stocks: MTN, MMC, BDC, ARNA, FIS, KBR, PPBI, RRC, EXP, AYX, OPCH, EGHT, FOE, CMC, ASAN, TLND, CORE, OZK,

gurufocus.com

Segall Bryant & Hamill Buys CoStar Group Inc, Chipotle Mexican Grill Inc, Coty Inc, Sells ...
05/14/2021

Related Stocks: CSGP, CMG, WAL, NFLX, DRI, SIX, COTY, BKNG, HOG, HSY, BOX, HC,

gurufocus.com

Segall Bryant & Hamill Quality High Yield Fund
04/01/2021

Troy A. Johnson is the director of Fixed Income research and a principal at Segall Bryant & Hamill, LLC. Mr. Johnson joined the firm in 2018 as part of Segall Bryant & Hamill’s acquisition of Denver Investments. During his tenure with Denver Investments ...

dividend.com

Segall Bryant & Hamill Workplace Equality Fund Institutional Class
03/31/2021

© 2021 Insider Inc. and finanzen.net GmbH (Imprint). All rights reserved. Registration on or use of this site constitutes acceptance of our Terms of Service and ...

markets.businessinsider.com


Private Funds Structure

Fund Type Count GAV
Hedge Fund 1 $
Other Private Fund 7 $168,032,097

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Private Funds



Employees




Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
294628102 EQUITY COMMONWEALTH $97,434,490 2.00% 3.00% -2.00%
607828100 MODINE MFG CO $83,458,391 2.00% 2.00% -22.00%
78473E103 SPX TECHNOLOGIES INC $91,060,313 2.00% 22.00% -2.00%
85254J102 STAG INDL INC COM $43,641,298 1.00% 23.00% 8.00%
88146M101 TERRENO RLTY CORP $37,423,829 1.00% 11.00% 0.00%
918204108 VF CORPORATION $40,157,007 1.00%
91324P102 UNITEDHEALTH GROUP INCORPORATED $29,924,262 1.00% -73.00% -74.00%
556269108 STEVEN MADDEN LTD $28,223,118 1.00% -3.00% -27.00%
86614U100 SUMMIT MATLS INC CL A $40,904,940 1.00% 24.00% 0.00%
88224Q107 TEXAS CAPITAL BANCSHARES INC $30,753,410 1.00% 68.00% 53.00%

Brochure Summary

Overview

As of April 30, 2021, Segall Bryant & Hamill (“SBH”) is a wholly owned subsidiary of CI US Holdings Inc., a subsidiary of CI Financial Corp. (CI or CI Financial) (TSX:CIX; OTCMKTS:CIXXF). CI Financial is an independent public company based in Canada offering global wealth management and asset management advisory services. Neither CI US Holdings nor CI Financial has a role in the day-to-day management of SBH. See additional disclosures in Item 10. Segall Bryant & Hamill, LLC (“SBH”) is a registered investment advisor established in 1994. SBH provides discretionary and non-discretionary investment management and advisory services of domestic and international equity, domestic fixed income, alternative investments and custom solutions to clients which include but are not limited to individuals, corporations, foundations, endowments, public funds, multi-employer plans through separate accounts, wrap programs, unified managed programs, U.S. registered investment companies and other commingled vehicles. Our client base is geographically diverse with investors in the U.S. and several foreign countries. SBH is owned by CI U.S. Holdings, which is owned by CI Financial Corp., an independent company offering global asset management and wealth management advisory services based in Toronto, Canada. SBH is headquartered in Chicago, Illinois, with offices in Denver, Colorado; Naples, Florida; Chesterfield, Missouri; and Ardmore, Pennsylvania. SBH manages client portfolios utilizing a diverse offering of investment strategies listed below. For more information on SBH’s strategies, please visit www.sbhic.com. These strategies are typically implemented through a separately managed account for clients, although certain strategies listed are also available through the firm’s proprietary family of mutual funds, the Segall Bryant & Hamill Funds, private limited partnerships or through a commingled investment vehicle. Clients should read the prospectus or offering memoranda for these investment vehicles before investing. 5 5 EQUITY STRATEGIES FIXED INCOME STRATEGIES OTHER INVESTMENT STRATEGIES Small Cap Core Short Term Fixed Income Alternative Investments (fund- of-funds portfolios) Small Cap Value Short Term Plus Fixed Income Workplace Equality Index®* Small Cap Value Select Intermediate Fixed Income Small Cap Growth 1-10 Year Managed Municipal Fixed Income SMID Cap Enhanced Intermediate Municipal Fixed Income Workplace Equality Core Fixed Income All Cap Core Plus Fixed Income Select Equity Quality High Yield Emerging Markets Small Cap Liability-Driven Investing Emerging Markets Tax Advantaged Municipal Fixed Income International Small Cap Intermediate Fixed Income Managed (Taxable Ladder) Fundamental International Small Cap Municipal Short Maturity Fixed Income Global All Cap * The Workplace Equality Index®, is an index of companies that support equal opportunity for all employees regardless of their race, religion, gender, sexual orientation, or gender identity. Registered Investment Companies SBH provides investment advice to domestic and international mutual funds under the Segall Bryant & Hamill Trust. SBH also sub-advises several other mutual funds (each, a “Fund,” and collectively, the “Funds”). SBH manages the assets of the Funds in accordance with the Funds’ investment objectives, policies and restrictions as set forth in its registration statements. If these Funds are held in a client separate account, the value of the investment in the Funds is excluded from the billing value for the purpose of calculating the client’s periodic fee due SBH. The services that SBH provides to the Funds can present conflicts of interest as the firm can be incentivized to use the Funds based on compensation rather than the client’s needs. To help manage that conflict of interest, SBH has implemented various controls including maintaining a Code of Ethics which details the firm’s fiduciary duties, monitoring of portfolio holdings versus client objectives, along with the controls mentioned above. This document should not be considered an offering document for the Funds. Please see the respective Fund’s offering materials such as the Prospectus, Statement of Additional Information and other reports to investors for complete disclosures relating to each Fund. Collective Investment Trusts SBH provides investment advice to collective investment trusts. The Segall Bryant & Hamill International Small Cap Trust, Segall Bryant & Hamill Emerging Markets Trust, Segall Bryant & Hamill Emerging Markets Small Cap Trust, Segall Bryant & Hamill Quality High Yield Trust, Segall Bryant & Hamill All Cap Trust, Segall Bryant & Hamill Small Cap Core Trust, Segall Bryant 6 6 & Hamill Small Cap Growth Trust and the Segall Bryant & Hamill SMID Cap Trust (the “SBH Trusts”) are trusts for the collective investment of assets or participating tax qualified pension and profit-sharing plans and related trusts, and governmental plans as more fully described in the Declaration of Trust. As bank collective trusts, SBH Trusts are exempt from registration as an investment company. The SBH Trusts are managed
by SEI Trust Company, the trustee, based on the investment advice of SBH, the investment adviser to the trusts. If these SBH Trusts are held in a client account, the value of the investment in the SBH Trusts is excluded from the billing value for the purpose of calculating the client’s periodic fee due SBH. Private Funds SBH provides investment advice to several privately offered non-registered investment vehicles:
• Segall Bryant & Hamill Emerging Markets Small Cap Fund, LP
• Segall Bryant & Hamill Emerging Markets Fund, LP; and a related offshore fund
• International Small-Cap Equity Fund, LLLP
• Segall Bryant & Hamill Private Opportunities Fund, LP; and a related offshore fund (no longer accepting new investors)
• Segall Bryant & Hamill Private Opportunities Fund 2020, LP; and a related offshore fund (no longer accepting new investors)
• Segall Bryant & Hamill Private Opportunities Fund III, LP; and a related offshore fund
• Segall Bryant & Hamill International Fund, LP Segall Bryant & Hamill Emerging Markets Small Cap Fund, LP invests in marketable securities, primarily common stocks with small market capitalizations tied economically to emerging market countries. The Segall Bryant & Hamill Emerging Markets Fund, LP invests in marketable securities, primarily common stocks tied economically to emerging market countries. Segall Bryant & Hamill Emerging Markets Offshore Fund, LTD will invest all of its assets, except those assets needed for cash-management purposes, into Segall Bryant & Hamill Emerging Markets Fund, LP. The International Small-Cap Equity Fund, LLLP primarily invests in international equity securities following the fundamental international small cap strategy. The Segall Bryant & Hamill Private Opportunities Fund, LP and related offshore fund, and the Segall Bryant & Hamill Private Opportunities Fund 2020, LP and related offshore fund, and Segall Bryant & Hamill Private Opportunities Fund III, LP; and a related offshore fund seek primarily to invest in non- traditional asset classes including private equity strategies, private debt strategies, and real asset strategies. The Segall Bryant & Hamill International Fund, LP invests primarily in equity securities of foreign companies located outside of the United States and tied to developed countries. When private funds are held in a client account, the value of the investment in private funds is excluded from the billing value for the purpose of calculating the client’s periodic fee due to SBH. 7 7 Wrap Fee Programs SBH provides investment strategies to accounts under wrap fee programs sponsored by other firms or “wrap sponsors.” The wrap sponsors determine the suitability of the investment strategy as well as the suitability of the wrap structure and fee for each client. They recommend and assist clients in selecting an appropriate SBH investment strategy, taking into account their financial situation and investment objectives. SBH’s role is to manage the client’s account according to the strategy selected. In a wrap fee program, the wrap sponsor provides investment advisory, execution and custodial services to clients in return for an all-inclusive—or “wrap”—fee paid to the sponsor. SBH receives a portion of the wrap fee for managing these strategies. SBH will allow reasonable investment restrictions if they do not differ materially from a strategy’s investment objectives. Clients who impose investment restrictions should be aware that the performance of their accounts may differ from that of the investment strategies not subject to investment restrictions. Unified Managed Account “UMA” Programs (Model Portfolio Provider) SBH provides investment strategies via model portfolios to other investment advisers. As the model portfolio provider, SBH designs, monitors and updates the portfolio. The investment advisers may then implement the model portfolio for their clients and adjust the model portfolio as recommended by SBH. Model portfolio providers may grant shared trading authority to SBH or “dual-discretion” over the clients’ assets, whereby SBH has discretion to execute trades on behalf of the clients. Separate Managed Account Dual Contract Under these programs, an adviser has a contract with his client to perform investment management and possibly custodian services. SBH may establish a contract directly with the client or contract with the adviser on the client’s behalf. SBH may from time to time establish other such relationships. Legal Actions and Class Actions SBH does not take responsibility for filing class action claims on behalf of its clients. However, regarding class actions, SBH has retained an outside company to provide an option for clients to electronically file class action claims. Fees for this service are typically on a contingency basis, as a percentage of the proceeds received. Assets Under Management As of December 31, 2022, SBH’s total assets under management were $15,434,620,764 ($15,384,067,331 discretionary and $50,553433 non-discretionary). There are $490,016,844 million of assets under advisement (“AUA”) in Model UMA assets. 8 8