9AT: PT ASSET MANAGEMENT, LLC

Adviser Profile

As of Date	03/31/2026
Registration	SEC, Approved, 03/11/1994
ADV Location	CHICAGO, IL, United States
Contact Info	312 xxxxxxx
Websites

AUM^*	11,345,900,304 62%
of that, discretionary	11,345,900,304 62%
Number of Employees	52 8%
of those in investment advisory functions	16 14%
Private Fund GAV^*	0
Avg Account Size	2,269,180,061 62%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Investment companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser ELDRIDGE STRUCTURED CREDIT ADVISERS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM10.5b	#Funds1
Adviser NEXANNUITY ASSET MANAGEMENT, L.P.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM823.4m	#Funds-
Adviser HOMESTEAD ADVISERS CORP.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM7.5b	#Funds-
Adviser BOFCAL ASSET MANAGEMENT INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM797.6m	#Funds-
Adviser GIA PARTNERS, LLC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.1b	#Funds-
Adviser PACIFIC FINANCIAL GROUP, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.7b	#Funds-
Adviser CORNERSTONE PORTFOLIO RESEARCH	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM444.3m	#Funds-
Adviser NORTH COUNTRY INVESTMENT ADVISERS, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM124.9m	#Funds-
Adviser IRONCLAD INVESTMENTS LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM217.9m	#Funds-
Adviser LONG SHORT ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM154.2m	#Funds-

Brochure Summary

Overview

Description and Principal Owners PT Asset Management, LLC, an Illinois limited liability company (“PTAM”), is an asset management firm specializing in credit and fixed-income markets. PTAM’s principal place of business is in Chicago, Illinois. PTAM seeks attractive investment opportunities in fixed-income markets where structural and pricing inefficiencies can create unique drivers of return, specifically including, but not limited to, asset- backed/structured credit markets and municipal/corporate bond markets. PTAM believes its expertise lies in the ability to navigate complex investment strategies and the relationships across asset classes. PTAM is majority-owned and controlled by PTAM Holdings, LLC, an Illinois limited liability company (“PTAM Holdings”), and minority-owned by certain senior employees of PTAM. PTAM Holdings is owned principally by entities related to Mr. Richard S. Berg and Mr. Philip M. Nussbaum. Investment Management and Portfolio Advisory Services PTAM provides discretionary investment management and advisory services to mutual funds, an exchange traded fund, and separately managed accounts (collectively, “Clients”). As of December 31, 2023, PTAM had approximately $6,957 million in regulatory assets under management. Mutual Funds and Exchange Traded Fund PTAM serves as investment adviser on a discretionary basis to three fixed-income, open-end mutual funds and one exchange traded fund (the “Funds”): Performance Trust Total Return Bond Fund (PTIAX/PTAOX/PTCOX), Performance Trust Municipal Bond Fund (PTIMX/ PTRMX), Performance Trust Multisector Bond Fund

(PTCRX), and Performance Trust Short Term Bond ETF (STBF) – each an investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”). The Funds are subject to limitations and restrictions as are set forth in the prospectus for each Fund. Additional information on PTAM’s Funds is available at www.ptam.com . Separately Managed Accounts For separately managed accounts (“SMAs”), PTAM supervises and directs the investments of and for each SMA Client’s account on a discretionary basis subject, however, to such limitations and restrictions as a Client may impose in the investment advisory agreement which establishes and governs PTAM’s investment advisory services in respect of the Client’s SMA, or which the SMA Client may thereafter impose by notice in writing to PTAM. This discretionary authority in connection with the SMA allows PTAM to (a) to buy, sell, exchange, convert and otherwise trade in any and all stocks, bonds and other securities as PTAM may select; and (b) to establish and deal through accounts with one or more securities brokerage firms as PTAM may select, except that the Client may designate the use of a broker or dealer as custodian of Client’s account through which PTAM shall enter orders for the account under the terms and conditions set forth in the investment advisory agreement. In addition, PTAM may invest in certain public companies or other securities for which PTAM’s directors and/or officers may be deemed as affiliates or have common ownership.

Adviser Profile

Details

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Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

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Brochure Summary

Overview

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