Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 01/12/1994
Contact Info 917 xxxxxxx
AUM* 209,246,390 25%
of that, discretionary 209,246,390 25%
Number of Employees 1
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 9,964,114 31%
% High Net Worth 95.24% 5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

209M 179M 149M 120M 90M 60M 30M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary