Adviser Profile

As of Date 07/07/2026
Registration SEC, Approved, 12/20/1993
ADV Location KANSAS CITY, MO, United States
Contact Info 816 xxxxxxx
Websites
AUM* 327,938,616 18%
of that, discretionary 309,008,342 17%
Number of Employees 5
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 489,461 12%
% High Net Worth 48.68% 177%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Publication of periodicals or newsletters
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

341M 292M 244M 195M 146M 97M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$23,893,219 % Position10.00% $ Change10.00% # Change-3.00%
Stck Ticker46137V357 Stock NameINVESCO EXCHANGE TRADED FD T $ Position$22,075,375 % Position9.00% $ Change11.00% # Change0.00%
Stck Ticker46641Q407 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$12,900,449 % Position6.00% $ Change8.00% # Change0.00%
Stck Ticker78463X509 Stock NameSPDR INDEX SHS FDS $ Position$13,180,232 % Position6.00% $ Change8.00% # Change-2.00%
Stck Ticker46641Q209 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$12,230,062 % Position5.00% $ Change0.00% # Change-2.00%
Stck Ticker78464A805 Stock NameSPDR SERIES TRUST $ Position$9,210,809 % Position4.00% $ Change14.00% # Change-1.00%
Stck Ticker025072885 Stock NameAMERICAN CENTY ETF TR $ Position$8,441,369 % Position4.00% $ Change15.00% # Change-1.00%
Stck Ticker025072877 Stock NameAMERICAN CENTY ETF TR $ Position$7,729,941 % Position3.00% $ Change12.00% # Change-1.00%
Stck Ticker02079K107 Stock NameALPHABET INC $ Position$6,991,214 % Position3.00% $ Change22.00% # Change-1.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$8,125,631 % Position3.00% $ Change14.00% # Change0.00%

Brochure Summary