9AT: AIS CAPITAL MANAGEMENT L.P.

other names

AIS CAPITAL MANAGEMENT L.P.
AIS CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	02/27/2026
ADV Location	WILTON, CT, United States
Adviser Type - Large advisory firm
Number of Employees	3
of those in investment advisory functions	1
Registration	SEC, Approved, 02/08/1993

AUM^*	358,299,608 114%
of that, discretionary	358,299,608 114%
Private Fund GAV^*	45,312,891
Avg Account Size	8,143,173 163%
% High Net Worth	86.36% -4%
SMA’s	Yes
Private Funds	2
Contact Info	203 xxxxxxx
Websites

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count1	GAV$28,115,210
Fund TypeOther Private Fund	Count1	GAV$17,197,681

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser LENDINGROBOT	Hedge Fund1.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.3m	AUM12.2m	#Funds2
Adviser BENNBRIDGE US LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM371.6m	#Funds-
Adviser WAYPOINT ASSET MANAGEMENT LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM141.3m	#Funds-
Adviser BROYHILL ASSET MANAGEMENT, LLC	Hedge Fund16.7m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund7.8m	Total Private Fund GAV24.5m	AUM204.5m	#Funds5
Adviser GTS ASSET MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM74.9m	#Funds-
Adviser SCALAR GAUGE MANAGEMENT, LLC	Hedge Fund142.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund6.4m	Total Private Fund GAV148.7m	AUM291.1m	#Funds3
Adviser CREIGHTON CAPITAL MANAGEMENT LLC	Hedge Fund77.5m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV77.5m	AUM224.0m	#Funds2
Adviser BITWISE INVESTMENT MANAGER, LLC	Hedge Fund31.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV31.6m	AUM500.8m	#Funds3
Adviser BRIDGEPORT PARTNERS	Hedge Fund59.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund313.8m	Total Private Fund GAV372.8m	AUM372.8m	#Funds4
Adviser MARVIN & PALMER ASSOCIATES	Hedge Fund110.1m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund15.1m	Total Private Fund GAV125.2m	AUM195.7m	#Funds2

Brochure Summary

Overview

A. Please describe the firm, its history, and ownership. AIS Capital Management, L.P. (“AIS LP” or the “firm”), is an investment management firm focused on absolute‐return strategies in global financial markets. Relying on its thorough understanding of the driving forces behind price action in the global markets, AIS LP has developed and implemented discretionary global macro strategies and futures strategies, and a long‐only tactical asset allocation strategy. AIS LP, a Delaware limited partnership, is the successor entity from the combination of three investment management firms: AIS Capital Management LLC (“AIS Capital”), AIS Futures Management LLC (“AIS Futures,”), and Frontera Management, LLC (“Frontera”). John R. Hummel organized AIS Capital Management, Inc., and AIS Futures Management, Inc. (initially using the name Hummel, Inc.), under the laws of the State of Delaware in September 1987. AIS Capital Management, Inc., and AIS Futures Management, Inc., were organized for the purpose of offering investment advisory and portfolio management services to both individual and institutional investors. AIS Capital Management, Inc., registered as an investment adviser with the SEC on February 8, 1993, and registered with the CFTC as a CPO and as a member of the NFA on September 10, 1993. AIS Capital Management LLC succeeded to the registration of AIS Capital Management, Inc., as an investment adviser, commodity pool operator, and member of NFA on August 11, 1997. AIS Futures Management, Inc., registered as a CPO with the CFTC and became a member of NFA on May 14, 1990. AIS Futures Management, Inc., registered with the CFTC as a CTA on August 20, 1992. AIS Futures Management LLC succeeded to the registration of AIS Futures Management, Inc., as a CTA and CPO on August 11, 1997. On September 25, 2013, AIS Capital converted into a limited partnership. On September 26, 2013, AIS Futures merged with and into AIS LP. Since December 31, 2017, the firm’s principal owner is John R. Hummel, its managing partner. B. Please describe the types of advisory services the firm offers. AIS LP offers discretionary investment management services through the following types of investment programs:  Private investment funds, in which the firm serves as the investment advisor, general partner, and, where applicable, commodity pool operator and commodity trading advisor to a proprietary investment strategy, according to the vehicle’s governing offering memorandum,

including the following:  AIS Balanced Fund L.P. [per AIS Tactical Asset Allocation Program (“AIS TAAP Program”)]  AIS Futures Fund L.P. (3X‐6X) [per AIS Multi‐Asset Allocation Program (“AIS MAAP Program”)]  AIS Futures Fund II L.P. (2X‐4X) [per AIS MAAP Program]  AIS Futures Fund IV L.P. [per AIS MAAP Program]  AIS Gold Fund L.P.  Separately managed accounts, in which the firm assumes investment management authority over a client portfolio, according to the account’s governing investment management agreement, according to the following programs:  AIS MAAP Program  AIS TAAP Program Within this document, “pooled investment vehicles” refers to AIS LP’s private investment funds, collectively. AIS LP also serves as a sub‐advisor to other investment advisors that have chosen AIS LP to manage their clients’ accounts for them pursuant to AIS LP’s investment programs. With respect to certain individual account clients, AIS LP may allocate client assets among the AIS investment programs according to the investment goals, time horizons, and individual risk tolerance of each particular client as determined by the client in consultation with AIS LP. C. Please describe how, if at all, the firm tailors its advisory services to clients and if clients may impose any restrictions on investments. With respect to its pooled investment vehicles, AIS LP does not tailor its advisory services to individual investors but rather manages such vehicles in accordance with the investment objectives and strategies set forth in their offering and constituent documents. AIS LP may however suggest an allocation to those pooled investment vehicles appropriate to an individual client’s investment objectives and constraints. In its management of separately managed accounts, however, AIS LP may tailor its advisory services to individual clients, and clients may impose restrictions on the investment strategy or allowable holdings. In consultation with the individual client, the firm would indicate any applicable tailoring or restrictions via the governing investment management agreement. D. Does the firm offer or participate in any wrap‐fee programs? No; AIS LP does not offer or participate in any wrap‐fee programs. E. Please disclose the amount of client assets firm manages both on a discretionary and non‐discretionary basis as of a specific date. As of December 31, 2023, AIS LP had $167,516,457 in regulatory assets under management on a discretionary basis.

AIS CAPITAL MANAGEMENT L.P.

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Brochure Summary

Overview