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Adviser Profile

As of Date 04/16/2025
Adviser Type - Large advisory firm
Number of Employees 7 -50.00%
of those in investment advisory functions 4
Registration SEC, Approved, 08/29/1986
AUM* 169,049,595 -39.97%
of that, discretionary 167,295,332 -40.26%
Private Fund GAV* 107,276,137 166.87%
Avg Account Size 21,131,199 5.05%
% High Net Worth 75.00% 5.00%
SMA’s Yes
Private Funds 2
Contact Info 302 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

328M 281M 234M 187M 141M 94M 47M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$92,692,106
Fund TypeOther Private Fund Count1 GAV$14,584,031

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Top Holdings

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Stck Ticker808513105 Stock NameCHARLES SCHWAB CORP/THE $ Position$3,188,031 % Position5.00% $ Change # Change

Brochure Summary