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Adviser Profile

As of Date 03/26/2025
Adviser Type - Large advisory firm
Number of Employees 7 -50.00%
of those in investment advisory functions 4
Registration SEC, Approved, 08/29/1986
AUM* 169,049,595 -39.97%
of that, discretionary 167,295,332 -40.26%
Private Fund GAV* 107,276,137 166.87%
Avg Account Size 21,131,199 5.05%
% High Net Worth 75.00% 5.00%
SMA’s Yes
Private Funds 2
Contact Info 302 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

Discretionary
Non-discretionary
328M 281M 234M 187M 141M 94M 47M
2015 2016 2017 2018 2019 2020 2021 2022 2023

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$92,692,106
Fund TypeOther Private Fund Count1 GAV$14,584,031

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Brochure Summary