SOUTH OCEAN MANAGEMENT LTD.

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Adviser Profile
As of Date 03/28/2024
Adviser Type - Outside the United States
Number of Employees 4
of those in investment advisory functions 3
Registration SEC, Approved, 07/27/1992
AUM* 10,397,248 3.12%
of that, discretionary 7,220,148 -28.39%
Private Fund GAV* 3,177,100 -1.16%
Avg Account Size 547,224 3.12%
% High Net Worth 89.47% -10.53%
SMA’s Yes
Private Funds 2
Contact Info 852 xxxxxxx
Websites

Client Types

- High net worth individuals
- Pooled investment vehicles

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Recent News

Reported AUM

Discretionary
Non-discretionary
14M 12M 10M 8M 6M 4M 2M
2015 2016 2017 2018 2019 2020 2021 2022

Private Funds



Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count2 GAV$3,177,100

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Brochure Summary

Overview

South Ocean is an investment adviser that has utilized a consistent investing strategy since its Hong Kong founding in 1992–investing primarily in small and mid-capitalization Hong Kong- listed equities. As of the most recent filing, April 3, 2023, South Ocean managed US$9,440,000 (Total Assets under Management) for 17 clients as of March 30, 2023. While South
Ocean constructs portfolios similarly for each client, we will tailor the investment strategy to the individual needs of our clients. Certain clients may impose investment restrictions on investing in certain securities or types of securities. South Ocean is a Limited Liability company which is majority employee owned. The firm’s principal owner is Brook McConnell.