FIRM DESCRIPTION
Fractal Capital Management LLC (hereinafter referred to as “Fractal Capital,” “we,” “us,” or “our
firm”) is a Delaware limited liability company with its principal office located in Glastonbury,
Connecticut. Fractal Capital is affiliated with Fractal Investments LLC which is an SEC registered
investment advisor. As such, Fractal Capital is permitted to register with the SEC as a related
advisor to Fractal Investments.
Fractal Capital manages private investment funds offered exclusively to sophisticated investors.
The principal owners of Fractal Capital are Chun Cao and Michael Farrell.
As of December 31, 2023, our firm's regulatory assets under management totaled $7,707,000. All
assets are managed on a discretionary basis.
INVESTMENT MANAGEMENT SERVICES
Fractal Capital provides investment management services to two private funds: Fractal Mountain
Capital, LP (“FMC”) and Fractal Case Mountain Capital, LP (“FCMC”) (collectively referred to
as the “Funds”), while Fractal Capital’s related affiliate, Fractal Investors LLC (“Fractal
Investors” or the “General Partner”) serves as the Funds’ general partner. Limited partnership
interests in the Funds are
not registered under the Securities Act of 1933, as amended (the
“Securities Act”), and the Funds are not registered under the Investment Company Act of 1940, as
amended (the “Act”). Interests in the Funds are privately offered and sold exclusively to investors
satisfying the applicable eligibility and suitability requirements for private transactions within the
U.S.
All discussion of the Funds in this Brochure, including but not limited to their investments, the
strategies used in managing the Funds, and conflicts of interest faced by Fractal Capital in
connection with the management of the Funds, are qualified in their entirety by reference to each
of the Funds’ respective private placement memorandum, subscription documents, and other
governing documents (the “Offering Documents”). In general, investors in the Fund are not
permitted to impose restrictions or limitations.
For more information on our investment strategies, please refer to Item 8 - Methods of Analysis,
Investment Strategies, and Risk of Loss of this Brochure. As previously stated, Fractal Capital
provides advice and advisory services to various pooled investment vehicles. Fractal Capital does
not provide advice or advisory services to the general public.