9AT: FRACTAL CAPITAL MANAGEMENT LLC

other names

FRACTAL CAPITAL MANAGEMENT LLC

Adviser Profile

As of Date	03/11/2025
Adviser Type - Related adviser
Number of Employees	2
of those in investment advisory functions	2
Registration	SEC, Approved, 10/25/2021

AUM^*	7,073,441 -8%
of that, discretionary	7,073,441 2%
Private Fund GAV^*	7,073,441 -43%
Avg Account Size	3,536,721 2%
SMA’s	No
Private Funds	2
Contact Info	860 xxxxxxx

Client Types

- Pooled investment vehicles

Advisory Activities

- Portfolio management for pooled investment vehicles

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Fund Type	Count	GAV
Fund TypeHedge Fund	Count2	GAV$7,073,441

Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser PARKRIDGE\|JCAM	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM6.8m	#Funds-
Adviser MATTERHORN INVESTMENT MANAGEMENT (ASIA) LIMITED	Hedge Fund12.9m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV12.9m	AUM7.1m	#Funds2
Adviser STRATEGIC INTERNATIONAL	Hedge Fund2.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.4m	AUM6.8m	#Funds1
Adviser MATTERHORN INVESTMENT MANAGEMENT LLP	Hedge Fund7.6m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV7.6m	AUM7.6m	#Funds2
Adviser BREACHER CAPITAL ADVISORS, LLC	Hedge Fund2.3m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.3m	AUM7.5m	#Funds2
Adviser DIOSCURI CAPITAL MANAGEMENT LLC	Hedge Fund2.8m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.8m	AUM2.9m	#Funds2
Adviser KCPS CAPITAL MANAGEMENT LTD.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.8m	#Funds-
Adviser GRAYSCALE ADVISORS	Hedge Fund2.2m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV2.2m	AUM2.3m	#Funds6
Adviser C4M GLOBAL ADVISORS LLC	Hedge Fund9.0m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV9.0m	AUM10.7m	#Funds1
Adviser SOUTH OCEAN MANAGEMENT LTD.	Hedge Fund1.4m	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV1.4m	AUM10.9m	#Funds2

Brochure Summary

Overview

FIRM DESCRIPTION Fractal Capital Management LLC (hereinafter referred to as “Fractal Capital,” “we,” “us,” or “our firm”) is a Delaware limited liability company with its principal office located in Glastonbury, Connecticut. Fractal Capital is affiliated with Fractal Investments LLC which is an SEC registered investment advisor. As such, Fractal Capital is permitted to register with the SEC as a related advisor to Fractal Investments. Fractal Capital manages private investment funds offered exclusively to sophisticated investors. The principal owners of Fractal Capital are Chun Cao and Michael Farrell. As of December 31, 2023, our firm's regulatory assets under management totaled $7,707,000. All assets are managed on a discretionary basis. INVESTMENT MANAGEMENT SERVICES Fractal Capital provides investment management services to two private funds: Fractal Mountain Capital, LP (“FMC”) and Fractal Case Mountain Capital, LP (“FCMC”) (collectively referred to as the “Funds”), while Fractal Capital’s related affiliate, Fractal Investors LLC (“Fractal Investors” or the “General Partner”) serves as the Funds’ general partner. Limited partnership interests in the Funds are

not registered under the Securities Act of 1933, as amended (the “Securities Act”), and the Funds are not registered under the Investment Company Act of 1940, as amended (the “Act”). Interests in the Funds are privately offered and sold exclusively to investors satisfying the applicable eligibility and suitability requirements for private transactions within the U.S. All discussion of the Funds in this Brochure, including but not limited to their investments, the strategies used in managing the Funds, and conflicts of interest faced by Fractal Capital in connection with the management of the Funds, are qualified in their entirety by reference to each of the Funds’ respective private placement memorandum, subscription documents, and other governing documents (the “Offering Documents”). In general, investors in the Fund are not permitted to impose restrictions or limitations. For more information on our investment strategies, please refer to Item 8 - Methods of Analysis, Investment Strategies, and Risk of Loss of this Brochure. As previously stated, Fractal Capital provides advice and advisory services to various pooled investment vehicles. Fractal Capital does not provide advice or advisory services to the general public.

FRACTAL CAPITAL MANAGEMENT LLC

Adviser Profile

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview