Adviser Profile

As of Date 01/29/2026
Registration SEC, Approved, 06/04/1992
Contact Info 941 xxxxxxx
Websites
AUM* 325,334,211 29%
of that, discretionary 325,334,211 29%
Number of Employees 4
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 2,046,127 246%
% High Net Worth 56.60% 39%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

325M 279M 232M 186M 139M 93M 46M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees