Adviser Profile

As of Date 03/17/2026
Registration SEC, Approved, 12/07/1966
ADV Location ST PAUL, MN, United States
Contact Info 651 xxxxxxx
Websites
AUM* 10,056,745,777 6%
of that, discretionary 4,392,071,487 10%
Number of Employees 87 -4%
of those in investment advisory functions 18
Private Fund GAV* 0
Avg Account Size 5,710,815 3%
% High Net Worth 36.51% 9%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Charitable organizations
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Selection of other advisers
- Educational seminars/workshops

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

8B 7B 6B 5B 4B 2B 1B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name ERNST & YOUNG LLP Filing Date10/24/2025 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date11/20/2024 Form ADV-E View Report
Accounting Firm Name ERNST & YOUNG LLP Filing Date11/13/2023 Form ADV-E View Report

Brochure Summary