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Adviser Profile

As of Date 03/20/2026
Registration SEC, Approved, 04/22/1992
ADV Location MINNEAPOLIS, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 28,655,452,799 22%
of that, discretionary 28,655,452,799 22%
Number of Employees 37 -5%
of those in investment advisory functions 19 -5%
Private Fund GAV* 519,326,730 3%
Avg Account Size 15,226,064 -21%
% High Net Worth 10.68% 10%
SMA’s Yes
Private Funds 3

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

32B 28B 23B 18B 14B 9B 5B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
{{ TypeColumnLabel }} {{ item.FundType }} Count{{ formatCount(item.FundsCount) }} GAV{{ formatGAV(item.AUM) }}

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker02079K107 Stock NameAlphabet Inc $ Position$1,660,413,915 % Position6.00% $ Change71.00% # Change39.00%
Stck Ticker67066G104 Stock NameNVIDIA Corp $ Position$1,525,436,337 % Position5.00% $ Change7.00% # Change-7.00%
Stck Ticker037833100 Stock NameApple Inc $ Position$748,724,208 % Position3.00% $ Change-27.00% # Change-36.00%
Stck Ticker02079K107 Stock NameAlphabet Inc $ Position$896,398,210 % Position3.00% $ Change57.00% # Change27.00%
Stck Ticker11135F101 Stock NameBroadcom Inc $ Position$938,225,230 % Position3.00% $ Change13.00% # Change-7.00%
Stck Ticker67066G104 Stock NameNVIDIA Corp $ Position$969,650,146 % Position3.00% $ Change9.00% # Change-5.00%
Stck Ticker023135106 Stock NameAmazon.com Inc. $ Position$628,941,364 % Position2.00% $ Change3.00% # Change-10.00%
Stck Ticker02079K107 Stock NameAlphabet Inc $ Position$552,514,488 % Position2.00% $ Change51.00% # Change23.00%
Stck Ticker007903107 Stock NameAdvanced Micro Devices Inc. $ Position$465,528,494 % Position2.00% $ Change145.00% # Change-14.00%
Stck Ticker11135F101 Stock NameBroadcom Inc $ Position$499,372,657 % Position2.00% $ Change10.00% # Change-10.00%

Brochure Summary