9AT: PUGH CAPITAL MANAGEMENT, INC.

Adviser Profile

As of Date	03/24/2026
Registration	SEC, Approved, 06/27/1991
ADV Location	SEATTLE, WA, United States
Contact Info	206 xxxxxxx
Websites

AUM^*	12,821,941,180 -2%
of that, discretionary	12,808,143,615 -2%
Number of Employees	39 3%
of those in investment advisory functions	22
Private Fund GAV^*	33,201,545 -32%
Avg Account Size	156,365,136 2%
SMA’s	Yes
Private Funds	1

Adviser Type

- Large advisory firm

Client Types

- Pooled investment vehicles
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Insurance companies
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

	Count	GAV
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Adviser	Hedge Fund	Liquidity Fund	Private Equity Fund	Real Estate Fund	Securitized Asset Fund	Venture Capital Fund	Other Fund	Total Private Fund GAV	AUM	#Funds
Adviser RETIREFUL LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM227.6m	#Funds-
Adviser LOOP CAPITAL ASSET MANAGEMENT	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund539.6m	Total Private Fund GAV539.6m	AUM10.8b	#Funds4
Adviser TUTTLE CAPITAL MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM5.5b	#Funds-
Adviser MESIROW INSTITUTIONAL INVESTMENT MANAGEMENT, INC.	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM-	#Funds1
Adviser SPIDERROCK ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM9.8b	#Funds-
Adviser CELERES CAPITAL ADVISORS, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM534.8m	#Funds-
Adviser ALLSPRING FUNDS MANAGEMENT, LLC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM324.7b	#Funds-
Adviser HOISINGTON INVESTMENT MANAGEMENT CO	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM1.8b	#Funds-
Adviser ROBECO INSTITUTIONAL ASSET MANAGEMENT US INC	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.8b	#Funds-
Adviser SYSTEMATIC FINANCIAL MANAGEMENT LP	Hedge Fund-	Liquidity Fund-	Private Equity Fund-	Real Estate Fund-	Securitized Asset Fund-	Venture Capital Fund-	Other Fund-	Total Private Fund GAV-	AUM4.2b	#Funds-

Brochure Summary

Overview

Pugh Capital is an independent, 100% employee- and founder-owned company with its principal place of business located in Seattle, Washington. Pugh Capital is an SEC registered investment adviser that was founded in Seattle, Washington in 1991. Pugh Capital does not own, and is not owned by, any other entities and is not affiliated with any other entities. Pugh Capital offers discretionary investment advisory services relating to fixed income investments to institutional investors. Pugh Capital’s key offerings currently include the following investment strategies which may be tailored to client-specific requirements: Core Fixed Income, Core Plus Fixed Income, Long Duration Strategy, Long Credit Strategy, and Long Corporate Strategy. Clients may impose restrictions on investing in certain securities or types of securities based on the strategies we offer. Pugh Capital’s advisory services encompass many types of fixed income investments including, but not limited to corporate bonds, residential and commercial

mortgage-backed securities, government securities, asset-backed securities, and taxable municipal bonds. Pugh Capital typically offers services to separately managed accounts but may act as an adviser or subadviser to pooled investment vehicles. Our founders, Mary Pugh and Scott Greiwe, built the firm through capital infusions, the reinvestment of earnings, and through "sweat equity." They have endowed Pugh Capital with a client-centric culture with a shared goal to provide our clients with responsive client service and consistent, above-benchmark returns over a market cycle. We pursue these objectives through a disciplined approach to investment management. Pugh Capital's experienced professionals strive to achieve success for our clients, our company, and our community. As a result of these efforts, the firm has grown its assets under management from $5 million at its inception to $10,786 million ($10.8 billion) as of December 31, 2023, all of which is managed on a discretionary basis.

PUGH CAPITAL MANAGEMENT, INC.

PUGH CAPITAL MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

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PUGH CAPITAL MANAGEMENT, INC. PUGH CAPITAL MANAGEMENT, INC.

Adviser Profile

Details

Adviser Type

Client Types

Advisory Activities

Compensation Arrangments

Reported AUM

Private Funds

Employees

Private Funds Structure

Similar advisers

Brochure Summary

Overview

PUGH CAPITAL MANAGEMENT, INC.

PUGH CAPITAL MANAGEMENT, INC.