Adviser Profile

AUM* 3,814,464,861 27%
of that, discretionary 3,115,786,500 27%
Number of Employees 88 -2%
of those in investment advisory functions 36 -8%
Private Fund GAV* 0
Avg Account Size 707,037 16%
% High Net Worth 41.98% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm
- An investment adviser (or subadviser) to an investment company

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Investment companies
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities
- Other investment advisers
- Corporations or other businesses not listed above

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

3B 3B 2B 2B 1B 890M 445M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name GOLDMAN & COMPANY, CPAS, P.C. Filing Date08/22/2025 Form ADV-E View Report
Accounting Firm Name GOLDMAN & COMPANY, CPAS, P.C. Filing Date08/29/2024 Form ADV-E View Report
Accounting Firm Name GOLDMAN & COMPANY, CPAS, P.C. Filing Date07/31/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker33740U703 Stock NameFIRST TR EXCHNG TRADED FD VI $ Position$119,854,587 % Position5.00% $ Change7.00% # Change0.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$96,170,153 % Position4.00% $ Change15.00% # Change1.00%
Stck Ticker025072703 Stock NameAMERICAN CENTY ETF TR $ Position$91,916,838 % Position4.00% $ Change8.00% # Change2.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$68,982,823 % Position3.00% $ Change23.00% # Change-1.00%
Stck Ticker67066G104 Stock NameNVIDIA CORPORATION $ Position$60,547,683 % Position3.00% $ Change34.00% # Change17.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$51,176,745 % Position2.00% $ Change1.00% # Change1.00%
Stck Ticker816851109 Stock NameSEMPRA $ Position$33,748,270 % Position2.00% $ Change-4.00% # Change1.00%
Stck Ticker023135106 Stock NameAMAZON COM INC $ Position$38,989,672 % Position2.00% $ Change15.00% # Change1.00%
Stck Ticker040413205 Stock NameARISTA NETWORKS INC $ Position$44,679,013 % Position2.00% $ Change36.00% # Change-1.00%
Stck Ticker025537101 Stock NameAMERICAN ELEC PWR CO INC $ Position$41,287,033 % Position2.00% $ Change4.00% # Change0.00%

Brochure Summary