Overview
Gardner Lewis Asset Management, L.P. (“Gardner Lewis” or the “Adviser”) was founded in April 1990.
Gardner Lewis has been independent and 100% employee owned since inception. Gardner Lewis is
organized as a limited partnership. Gardner Lewis has one office located in Chadds Ford, Pennsylvania.
The general partner of the Adviser is Gardner Lewis Asset Management, Inc. (the “General Partner”). The
principal owner of the Adviser and the General Partner is W. Whitfield Gardner, Chairman and CEO of
the General Partner. The firm does not have any business affiliations or joint ventures.
Gardner Lewis provides investment advisory services on a discretionary basis to both managed account
clients (the “Managed Accounts”) as well as private pooled investment vehicles it sponsors intended only
for sophisticated investors (the “Funds”). Gardner Lewis also provides investment advisory services on a
discretionary basis to one registered investment company (i.e. mutual fund)(the “Mutual Fund”). Gardner
Lewis or its affiliated entities act as investment manager and/or general partner to the Funds. In providing
investment advisory services to the Funds and Managed Accounts, Gardner Lewis offers advice on:
- equity securities (exchange-listed securities, securities traded over-the-counter, foreign
issuers);
- warrants;
- United States government securities;
- options contracts on securities;
- derivative contracts including equity swaps and interest rate swaps;
- corporate debt securities; and
- convertible securities.
Gardner Lewis manages client accounts based upon the strategies offered by the firm. The investment
strategies and restrictions relating to the Funds are set forth in each Fund’s private placement
memorandum and/or the Fund’s limited partnership agreement or other governing documents. Under
certain circumstances, Gardner Lewis will agree to tailor advisory services to the individual needs of
clients. Clients may provide investment guidelines and impose restrictions on investments as described in
Item 16.
As of December 31, 2022, Gardner Lewis managed $342,157,797 in regulatory assets on a discretionary
basis and no assets on a non-discretionary basis.