Adviser Profile

As of Date 07/09/2026
Registration SEC, Approved, 05/15/1989
ADV Location RIVERHEAD, NY, United States
Contact Info 631 xxxxxxx
Websites
AUM* 689,219,670 38%
of that, discretionary 688,467,594 39%
Number of Employees 12
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 679,704 -56%
% High Net Worth 41.48% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- State or municipal government entities

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

688M 590M 492M 393M 295M 197M 98M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees