Adviser Profile

As of Date 02/10/2026
Registration SEC, Approved, 03/18/1988
ADV Location PURCHASE, NY, United States
Contact Info 914 xxxxxxx
AUM* 11,660,691,026 22%
of that, discretionary 11,660,691,026 22%
Number of Employees 7
of those in investment advisory functions 4
Private Fund GAV* 0
Avg Account Size 51,825,293 23%
% High Net Worth 75.76% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Performance-based fees

Reported AUM

12B 10B 8B 7B 5B 3B 2B
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees