BARROW HANLEY GLOBAL INVESTORS is our brand name under trademark that refers to Barrow, Hanley, Mewhinney & Strauss, LLC and is also our primary business name. Barrow Hanley is a SEC-registered investment adviser with its principal office and place of business located at 2200 Ross Avenue, 31st Floor, Dallas, Texas 75201, and began conducting business in 1979. Barrow Hanley is a value-oriented investment adviser, providing investment management services to separately managed U.S and global equity and fixed income portfolios for large institutional clients, mutual funds, employee benefit plans, endowments, foundations, limited liability companies, and other institutions and individuals. Barrow Hanley manages the business and affairs of BH Credit Management LLC (“BHCM”), a wholly-owned subsidiary of Barrow Hanley, that advises CLOs and funds that invest in CLOs. Barrow Hanley shares certain personnel with, and provides certain services to, BHCM pursuant to a staff and services agreement. This arrangement is also disclosed in Item 10 Other Financial Industry Activities and Affiliations. Barrow Hanley has adopted a set of Compliance Policies and Procedures that are reasonably designed to manage potential conflicts of interests and has implemented internal review processes for oversight by the CCO, its directors and independent third-parties to address and mitigate actual conflicts. FIRM OWNERSHIP Perpetual Limited, (“Perpetual”) (ASX:PPT), an Australian financial services company, holds a 75% interest in Barrow Hanley. Please refer to Barrow Hanley’s Form ADV, Part 1, Schedules A and B, for additional information about ownership of the firm. EXECUTIVE OFFICERS The Executive Officers of Barrow Hanley are: Name Title Cory Martin Chief Executive Officer and Executive Director, Member Board of Managers Patricia Barron Chief Operating Officer, Senior Managing Director, Member Board of Managers Mark Giambrone Senior Managing Director, Member Board of Managers Erin Sisson Chief Financial Officer, Managing Director Hannah Ackels Chief Compliance Officer, Director David Lane Member Board of Managers, Perpetual Executive Simone Mosse Member Board of Managers, Perpetual Executive PORTFOLIO MANAGEMENT Barrow Hanley offers the following advisory services to its clients: Barrow Hanley manages advisory accounts on a discretionary and non-discretionary basis. The investment strategies and fees offered by Barrow Hanley are show in Item 5. At the inception of the relationship, the client selects an investment strategy for its account to be managed according to the strategy’s guidelines and benchmark, or provides its investment objectives, guidelines, restrictions, and the appropriate benchmark. The Firm’s investment recommendations are based on its value strategies, as described below, and include advice regarding the following types of securities:
• Global equities;
• Warrants and/or rights;
• Investment grade and non-investment grade credit and/or corporate bonds;
• Municipal bonds;
• U.S. governmental bonds;
• Mortgage

backed, asset backed, and commercial mortgage backed securities;
• Sovereign bonds;
• Bank loans, par loans, junior and senior secured and unsecured loans, other asset-backed loans, stressed and distressed debt, CLOs, structured debt and equity and subordinated notes, other types of securitized debt tranches, and warehouse loan facilities; and
• Interests in partnerships investing in the Firm’s value strategies. Barrow Hanley’s equity portfolio managers and analysts work as a team for the purposes of generating and researching investment ideas within their investment mandates. There are two portfolio managers, eighteen portfolio manager/analysts, four client portfolio managers and twelve analysts. Individual security holdings and their weightings in the Firm’s portfolios are the result of input from both analysts and portfolio managers. Barrow Hanley on occasion buys and sells the same security at the same time for different accounts due to cash flow considerations. These trades are not crossed, but instead, are worked in the marketplace in an effort to achieve best execution for each trade. Portfolio managers have broad research responsibilities, focused on particular sectors. Analysts have specific industry assignments for more in-depth research. Client portfolio managers work in tandem with the portfolio managers and are responsible for the effective flow of all vital information to, and from, the Firm’s clients. Barrow Hanley’s fixed income portfolios are managed in a team approach, with investment strategy decisions resulting from a consensus of its fixed income professionals; there are two portfolio managers, six portfolio manager/analysts, one structuring portfolio manager, one client portfolio manager and five analysts. Fixed income research responsibilities are divided among the team members, each specializing in areas in which they have particular expertise and interest. Individual bond selection decisions are made across all portfolios having similar investment objectives. Client portfolio managers, working with the portfolio manager/analysts, are responsible for the effective flow of all vital information to, and from, the Firm’s clients. ASSETS UNDER MANAGEMENT As of December 31, 2022, Barrow Hanley actively managed client assets on a discretionary basis and non- discretionary basis in the following amounts: Type Amount Discretionary USD $ 39,608,975,192 Non-Discretionary USD $ 4,041,886,024 Total Firm USD $ 43,650,861,216 CLASS ACTION CLAIMS As stated in the latest investment management agreement(s) between Barrow Hanley and its clients, Barrow Hanley does not file class action settlement claims on behalf of its clients. Barrow Hanley considers the decision to participate in class action litigation to be a legal matter requiring legal advice and Barrow Hanley does not render legal advice to its clients. Accordingly, Barrow Hanley does not have the discretion necessary, nor can it assume the responsibility to make decisions regarding participation in class action litigation involving securities in Barrow Hanley clients’ portfolios.