Adviser Profile

As of Date 07/06/2026
Registration SEC, Approved, 10/16/1987
ADV Location MINNEAPOLIS, MN, United States
Contact Info 612 xxxxxxx
Websites
AUM* 1,168,984,227 5%
of that, discretionary 1,121,238,494 5%
Number of Employees 17
of those in investment advisory functions 7 -13%
Private Fund GAV* 41,576,724 28%
Avg Account Size 5,844,921 -33%
% High Net Worth 30.00% -27%
SMA’s Yes
Private Funds 1

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 762M 508M 254M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Count GAV
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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25460E869 Stock NameDirexion Daily S&P500 Bear 1X $ Position$26,317,872 % Position3.00% $ Change-14.00% # Change-1.00%
Stck Ticker17275R102 Stock NameCisco Systems Inc. $ Position$16,900,732 % Position2.00% $ Change38.00% # Change-9.00%
Stck TickerY2573F102 Stock NameFlex Ltd. $ Position$19,949,358 % Position2.00% $ Change52.00% # Change-39.00%
Stck Ticker02079K305 Stock NameAlphabet Inc. Cl A $ Position$22,833,441 % Position2.00% $ Change20.00% # Change-4.00%
Stck Ticker466313103 Stock NameJabil Inc. $ Position$15,599,990 % Position2.00% $ Change0.00% # Change-31.00%
Stck Ticker594918104 Stock NameMicrosoft Corp. $ Position$17,397,653 % Position2.00% $ Change-2.00% # Change-3.00%
Stck Ticker58933Y105 Stock NameMerck & Co. Inc. $ Position$6,142,686 % Position1.00% $ Change1.00% # Change-5.00%
Stck Ticker30303M102 Stock NameMeta Platforms Inc. Class A $ Position$10,759,402 % Position1.00% $ Change-7.00% # Change-5.00%
Stck Ticker464287200 Stock NameiShares S&P 500 Fund $ Position$9,762,530 % Position1.00% $ Change15.00% # Change0.00%
Stck Ticker559222401 Stock NameMagna International Inc. $ Position$9,322,144 % Position1.00% $ Change12.00% # Change-5.00%

Brochure Summary