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Adviser Profile

As of Date 05/06/2025
Adviser Type - Large advisory firm
Number of Employees 17 -10.53%
of those in investment advisory functions 8
Registration SEC, Approved, 10/16/1987
AUM* 1,082,356,990 -3.59%
of that, discretionary 1,034,422,960 -5.28%
Private Fund GAV* 32,473,690 4.22%
Avg Account Size 4,665,332 -54.71%
% High Net Worth 21.98% -53.92%
SMA’s Yes
Private Funds 1
Contact Info 612 xxxxxxx
Websites

Client Types

- High net worth individuals
- Investment companies
- Pooled investment vehicles
- Pension and profit sharing plans
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses
- Publication of periodicals or newsletters

Compensation Arrangments

- A percentage of assets under your management
- Subscription fees (for a newsletter or periodical)
- Fixed fees (other than subscription fees)

Reported AUM

2B 2B 1B 1B 762M 508M 254M
2015 2016 2017 2018 2019 2020 2021 2022 2023
Discretionary
Non-discretionary

Private Funds

Employees

Private Funds Structure

Fund Type Count GAV
Fund TypeHedge Fund Count1 GAV$32,473,690

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Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker25460E869 Stock NameDirexion Daily S&P500 Bear 1X $ Position$22,010,986 % Position3.00% $ Change39.00% # Change32.00%
Stck Ticker464287457 Stock NameiShares 1-3 Year Treasury Bond $ Position$13,721,598 % Position2.00% $ Change40.00% # Change38.00%
Stck Ticker30303M102 Stock NameMeta Platforms Inc. Class A $ Position$17,330,569 % Position2.00% $ Change-8.00% # Change-7.00%
Stck Ticker594918104 Stock NameMicrosoft Corp. $ Position$19,164,786 % Position2.00% $ Change-17.00% # Change-7.00%
Stck Ticker64110L106 Stock NameNetflix Inc. $ Position$13,680,215 % Position2.00% $ Change-2.00% # Change-7.00%
Stck Ticker74349Y837 Stock NameProShares Short QQQ $ Position$13,849,223 % Position2.00% $ Change32.00% # Change21.00%
Stck Ticker74348A210 Stock NameProShares Short Russell2000 $ Position$13,173,905 % Position2.00% $ Change45.00% # Change31.00%
Stck Ticker78464A516 Stock NameSPDR Bloomberg Barclays Intern $ Position$17,656,737 % Position2.00% $ Change109.00% # Change105.00%
Stck Ticker78464A375 Stock NameSPDR Intermediate Term Corpora $ Position$10,877,690 % Position1.00% $ Change-23.00% # Change-24.00%
Stck Ticker82889N525 Stock NameSimplify MBS ETF $ Position$6,214,001 % Position1.00% $ Change-30.00% # Change-30.00%

Brochure Summary