9AT: MONTGOMERY INVESTMENT MANAGEMENT INC

MONTGOMERY INVESTMENT MANAGEMENT INC

MONTGOMERY INVESTMENT MANAGEMENT INC

Adviser Profile

As of Date	02/20/2026
Registration	SEC, Approved, 08/06/1987
ADV Location	ROCKVILLE, MD, United States
Contact Info	301 xxxxxxx
Websites

AUM^*	489,951,330 35%
of that, discretionary	311,388,825 15%
Number of Employees	3
of those in investment advisory functions	2
Private Fund GAV^*	0
Avg Account Size	4,536,586 47%
% High Net Worth	99.07% 2%
SMA’s	Yes
Private Funds	0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Charitable organizations

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

311M 267M 222M 178M 133M 89M 44M

2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026

Discretionary

Non-discretionary

Private Funds

No private funds

Employees

Brochure Summary

Overview

Montgomery Investment Management, Inc. is a privately held, SEC registered investment advisory firm. Calvin S. Koonce began the firm in 1987, and is the principal owner, holding an 85% share of the firm. Montgomery offers advice on equity securities, warrants, municipal and corporate bonds, U.S. Government securities, and certificates of deposit. The managing directors provide investment advice to a wide range of accounts including institutional clients, individuals, families, trusts, retirement accounts, charitable organizations and businesses. Montgomery will also provide advice to wrap accounts. Wrap accounts adhere to the same Montgomery fee schedule as non-wrap accounts. There are no significant differences in the way Montgomery manages the investments of wrap vs. non-wrap accounts. Montgomery may at some time, establish arrangements

where it provides model portfolio recommendations to other investment advisers. Services and fees for these arrangements will be negotiated. The firm's philosophy is to structure each account in a way that provides the level of risk, safety and liquidity suitable for each client. In every case, the client is given an opportunity to impose restrictions they may want regarding certain securities, or types of investments to be held in their portfolio. All limitations and restrictions placed on an account must be presented to Montgomery in writing. Clients also have the choice of maintaining a discretionary or non- discretionary account. As of August 4, 2023 Montgomery Investment Mgmt., Inc. managed $255,115,125 of client assets on a discretionary basis, and $85,365,103 of client assets on a non-discretionary basis.