Adviser Profile

As of Date 03/29/2026
Registration SEC, Approved, 04/10/1986
ADV Location CHATTANOOGA, TN, United States
Contact Info 423 xxxxxxx
Websites
AUM* 348,861,070 22%
of that, discretionary 342,428,106 23%
Number of Employees 5 -17%
of those in investment advisory functions 3
Private Fund GAV* 0
Avg Account Size 1,002,474 12%
% High Net Worth 52.49% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management
- Fixed fees (other than subscription fees)

Reported AUM

342M 294M 245M 196M 147M 98M 49M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker478160104 Stock NameJOHNSON & JOHNSON $ Position$8,741,134 % Position4.00% $ Change12.00% # Change8.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$9,251,655 % Position4.00% $ Change17.00% # Change5.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$8,607,790 % Position4.00% $ Change19.00% # Change3.00%
Stck Ticker46641Q837 Stock NameJP MORGAN EXCHANGE-TRADED F $ Position$7,503,374 % Position3.00% $ Change18.00% # Change18.00%
Stck Ticker808524755 Stock NameSCHWAB STRATEGIC TR $ Position$7,228,648 % Position3.00% $ Change7.00% # Change-1.00%
Stck Ticker30231G102 Stock NameEXXON MOBIL CORP $ Position$5,963,487 % Position3.00% $ Change-15.00% # Change6.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$7,657,728 % Position3.00% $ Change13.00% # Change12.00%
Stck Ticker00287Y109 Stock NameABBVIE INC $ Position$7,258,025 % Position3.00% $ Change22.00% # Change5.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$7,638,784 % Position3.00% $ Change39.00% # Change12.00%
Stck Ticker037833100 Stock NameAPPLE INC $ Position$5,769,838 % Position3.00% $ Change20.00% # Change5.00%

Brochure Summary