Graham, Bordelon, Golson & Gilbert, Inc. (“Graham Bordelon, we, us, our”) is a
corporation organized under the laws of the State of Louisiana. Gary Graham and Richard
Bordelon co-founded the Monroe-based investment advisory firm in 1986. J. Clint Rider,
Micheal Gilbert, and Jeffrey Golson are the majority owners. Graham Bordelon is an SEC
registered investment advisory firm.
We offer investment supervisory management, financial planning, and consulting services.
Investment Management Services
We provide investment management services to you either by directly managing your
account ourselves or through Triad Advisors, LLC (“Triad”), an unaffiliated, registered
broker-dealer and registered investment adviser. The Triad Wealth Management Platform –
Advisor Managed Portfolios Program (“Advisor Managed Portfolios”) provides
comprehensive investment management of your assets through the application of asset
allocation planning software as well as the provision of execution, clearing and custodial
services through National Financial Services, Inc. (“NFS”).
Advisor Managed Portfolios provides risk tolerance assessment, efficient frontier plotting,
fund profiling and performance data, and portfolio optimization and re-balancing tools.
Utilizing these tools and based on your responses to a risk tolerance questionnaire
(“Questionnaire”) and discussions that you and your Advisory Representative have together
regarding, among other things, your personal investment objectives and goals, time
horizon, risk tolerance, account restrictions, needs, personal circumstances and overall
financial situation, we construct a portfolio of investments for you. Your Advisory
Representative has the option to allocate your portfolio amongst a mix of stocks, bonds,
options,
exchange-traded funds, mutual funds and other securities (“Program
Investments”) which are based on your investment goals, objectives, and risk tolerance.
Each portfolio is designed to meet your individual needs, stated goals and objectives.
Additionally, you have the opportunity to place reasonable restrictions on the types of
investments to be held in the portfolio.
For further Advisor Managed Portfolios details, please see the Triad Wealth Management
Platform Program Brochure. We provide this brochure to you prior to or concurrent with
your enrollment in Advisor Managed Portfolios. Please read it thoroughly before investing.
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Financial Planning and Other Consulting Services
We provide financial planning and business consulting services. In addition, we also furnish
advice to you on matters relating to tax matters and employee benefits plans. We will also
render advice to you on matters involving life insurance and disability insurance. In
addition, we will furnish advice on budgeting both business and personal. We will furnish
consulting services relating to your business on an as-needed basis.
In managing your investment portfolio, we consider your financial situation, risk tolerance,
investment horizon, liquidity needs, tax considerations, investment objectives, and any
other issues important to your state of affairs.
You should notify us promptly if there are any changes in your financial situation or
investment objectives or if you wish to impose any reasonable restrictions upon the
management of your account.
Assets Under Management
As of December 31, 2023, we managed $291,646,467 in client assets on a discretionary
basis (where we made all of the investment decisions) for 290 accounts.