Adviser Profile

As of Date 12/28/2024
Registration status Terminated
ADV Location BONITA SPRINGS, FL, United States
Contact Info 1-2 xxxxxxx
AUM* 169,000,000 8%
of that, discretionary 169,000,000 8%
Number of Employees 4
of those in investment advisory functions 1
Private Fund GAV* 0
Avg Account Size 1,215,827 11%
% High Net Worth 99.28% 1%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- High net worth individuals
- Pension and profit sharing plans

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

252M 216M 180M 144M 108M 72M 36M
2016 2017 2018 2019 2020 2021 2022 2023 2024
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker91851C201 Stock NameVAALCO ENERGY $ Position$13,309 % Position13.57% $ Change-35.20% # Change2.93%
Stck Ticker023586100 Stock NameAMERCO $ Position$10,032 % Position10.23% $ Change6.50% # Change-0.25%
Stck Ticker447011107 Stock NameHUNTSMAN CORP. $ Position$6,396 % Position6.52% $ Change-12.96% # Change0.50%
Stck Ticker680665205 Stock NameOLIN CORP $ Position$5,766 % Position5.88% $ Change-7.57% # Change0.00%
Stck Ticker247368103 Stock NameDELTA APPAREL $ Position$5,576 % Position5.69% $ Change-48.58% # Change3.79%
Stck Ticker911363109 Stock NameUNITED RENTALS $ Position$5,183 % Position5.28% $ Change11.18% # Change0.00%
Stck Ticker457030104 Stock NameINGLES MARKETS $ Position$5,151 % Position5.25% $ Change-9.38% # Change-1.36%
Stck Ticker20825C104 Stock NameCONOCOPHILLIPS $ Position$3,986 % Position4.06% $ Change13.95% # Change0.00%
Stck Ticker16150R104 Stock NameCHASE CORP. $ Position$3,985 % Position4.06% $ Change8.55% # Change-0.61%
Stck Ticker74727K102 Stock NameQ.E.P. CO.,INC $ Position$2,472 % Position2.52% $ Change-17.68% # Change-0.67%

Brochure Summary