Adviser Profile

As of Date 03/16/2026
Registration SEC, Approved, 01/31/1983
ADV Location WILMINGTON, DE, United States
Contact Info 302 xxxxxxx
Websites
AUM* 797,577,542 41%
of that, discretionary 605,847,587 34%
Number of Employees 10
of those in investment advisory functions 6
Private Fund GAV* 0
Avg Account Size 599,682 32%
% High Net Worth 72.49% -5%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Charitable organizations
- Corporations or other businesses not listed above
- Other

Advisory Activities

- Financial planning services
- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

Reported AUM

606M 519M 433M 346M 260M 173M 87M
2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name BELFINT LYONS SHUMAN Filing Date01/27/2026 Form ADV-E View Report
Accounting Firm Name BELFINT LYONS SHUMAN Filing Date01/22/2025 Form ADV-E View Report
Accounting Firm Name BELFINT LYONS SHUMAN Filing Date02/23/2024 Form ADV-E View Report
Accounting Firm Name BELFINT, LYONS & SHUMAN Filing Date04/06/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker72202L371 Stock NamePIMCO EQUITY SER $ Position$131,572,642 % Position35.00% $ Change7.00% # Change2.00%
Stck Ticker72202L363 Stock NamePIMCO EQUITY SER $ Position$90,882,494 % Position24.00% $ Change19.00% # Change4.00%
Stck Ticker46654Q773 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$50,770,778 % Position13.00% $ Change9.00% # Change9.00%
Stck Ticker72202L389 Stock NamePIMCO EQUITY SER $ Position$26,793,350 % Position7.00% $ Change15.00% # Change2.00%
Stck Ticker921937819 Stock NameVANGUARD BD INDEX FDS $ Position$27,910,071 % Position7.00% $ Change4.00% # Change5.00%
Stck Ticker922907746 Stock NameVANGUARD MUN BD FDS $ Position$8,836,596 % Position2.00% $ Change29.00% # Change27.00%
Stck Ticker922908363 Stock NameVANGUARD INDEX FDS $ Position$2,192,341 % Position1.00% $ Change21.00% # Change5.00%
Stck Ticker46641Q308 Stock NameJ P MORGAN EXCHANGE TRADED F $ Position$3,078,239 % Position1.00% $ Change15.00% # Change13.00%
Stck Ticker46432F842 Stock NameISHARES TR $ Position$4,531,244 % Position1.00% $ Change5.00% # Change-1.00%
Stck Ticker75526L878 Stock NameRBB FUND TRUST $ Position$3,193,693 % Position1.00% $ Change55.00% # Change46.00%

Brochure Summary