Adviser Profile

AUM* 6,308,216,088 3%
of that, discretionary 5,740,508,954 5%
Number of Employees 553 -11%
of those in investment advisory functions 174 -22%
Private Fund GAV* 0
Avg Account Size 117,482 14%
% High Net Worth 0.96% 40%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Insurance companies

Advisory Activities

- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

42B 36B 30B 24B 18B 12B 6B
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date07/28/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS Filing Date01/27/2025 Form ADV-E View Report
Accounting Firm Name PRICEWATERHOUSECOOPERS LLP Filing Date10/27/2023 Form ADV-E View Report

Brochure Summary