Adviser Profile

As of Date 03/10/2026
Registration SEC, Approved, 05/10/1978
ADV Location LYNCHBURG, VA, United States
Contact Info 434 xxxxxxx
Websites
AUM* 1,022,956,504 39%
of that, discretionary 1,022,956,504 39%
Number of Employees 6
of those in investment advisory functions 5
Private Fund GAV* 0
Avg Account Size 1,006,847 33%
% High Net Worth 48.98% 13%
SMA’s Yes
Private Funds 0

Adviser Type

- Large advisory firm

Client Types

- Individuals (other than high net worth individuals)
- High net worth individuals
- Pension and profit sharing plans
- Charitable organizations
- Corporations or other businesses not listed above

Advisory Activities

- Portfolio management for individuals and/or small businesses

Compensation Arrangments

- A percentage of assets under your management

Reported AUM

1B 877M 731M 585M 438M 292M 146M
2015 2016 2017 2018 2019 2020 2021 2022 2023 2024 2025 2026
Discretionary
Non-discretionary

Private Funds

No private funds

Employees

Form ADV-E Surprise Examination Reports

Accounting Firm Name Filing Date Form ADV-E
Accounting Firm Name KEITER Filing Date04/09/2025 Form ADV-E View Report
Accounting Firm Name KEITER Filing Date08/30/2024 Form ADV-E View Report
Accounting Firm Name KEITER Filing Date11/13/2023 Form ADV-E View Report

Top Holdings

Stock Ticker Stock Name $ Position % Position $ Change # Change
Stck Ticker037833100 Stock NameAPPLE INC $ Position$38,165,719 % Position6.00% $ Change14.00% # Change0.00%
Stck Ticker02079K305 Stock NameALPHABET INC $ Position$33,426,246 % Position5.00% $ Change24.00% # Change0.00%
Stck Ticker78462F103 Stock NameSTATE STR SPDR S&P 500 ETF T $ Position$35,979,581 % Position5.00% $ Change16.00% # Change1.00%
Stck Ticker594918104 Stock NameMICROSOFT CORP $ Position$26,467,937 % Position4.00% $ Change1.00% # Change0.00%
Stck Ticker931142103 Stock NameWALMART INC $ Position$17,839,548 % Position3.00% $ Change-9.00% # Change-1.00%
Stck Ticker46625H100 Stock NameJPMORGAN CHASE & CO $ Position$20,785,128 % Position3.00% $ Change11.00% # Change-1.00%
Stck Ticker46090E103 Stock NameINVESCO QQQ TR $ Position$20,851,903 % Position3.00% $ Change34.00% # Change5.00%
Stck Ticker464287507 Stock NameISHARES TR $ Position$10,509,442 % Position2.00% $ Change14.00% # Change0.00%
Stck Ticker060505104 Stock NameBANK OF AMER CORP $ Position$11,048,108 % Position2.00% $ Change15.00% # Change-2.00%
Stck Ticker437076102 Stock NameHOME DEPOT INC $ Position$11,896,467 % Position2.00% $ Change8.00% # Change1.00%

Brochure Summary