Adviser Profile
| As of Date | 08/12/2026 |
| Registration | SEC, Approved, 07/23/2026 |
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| Former registrations | |
| ADV Location | HARTLAND, WI, United States |
| Contact Info | 414 xxxxxxx |
| Websites |
| AUM* | 198,517,308 |
| of that, discretionary | 198,517,308 |
| Number of Employees | 2 |
| of those in investment advisory functions | 2 |
| Private Fund GAV* | 0 |
| Avg Account Size | 4,411,496 |
| % High Net Worth | 71.11% |
| SMA’s | No |
| Private Funds | 0 |
Adviser Type
- Large advisory firm
Client Types
- Individuals (other than high net worth individuals)
- High net worth individuals
Advisory Activities
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers
Compensation Arrangments
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
Reported AUM
1
1
1
1
Private Funds
No private funds
Employees
Form ADV-E Surprise Examination Reports
| Accounting Firm Name | Filing Date | Form ADV-E |
|---|---|---|
| Accounting Firm Name PLANTE MORAN PLLC | Filing Date07/09/2026 | Form ADV-E View Report |
Top Holdings
| Stock Ticker | Stock Name | $ Position | % Position | $ Change | # Change |
|---|---|---|---|---|---|
| Stck Ticker464287622 | Stock NameISHARES RUSSELL 1000 ETF | $ Position$21,431,183 | % Position14.00% | $ Change14.00% | # Change-1.00% |
| Stck Ticker78462F103 | Stock NameSTATE STREET SPDR S&P 500 ETF | $ Position$17,223,503 | % Position11.00% | $ Change18.00% | # Change3.00% |
| Stck Ticker67066G104 | Stock NameNVIDIA CORPORATION COM | $ Position$14,613,164 | % Position10.00% | $ Change24.00% | # Change8.00% |
| Stck Ticker922908769 | Stock NameVANGUARD MORNINGSTAR TOTAL COM MARKET ETF | $ Position$11,675,660 | % Position8.00% | $ Change17.00% | # Change2.00% |
| Stck Ticker464287598 | Stock NameISHARES RUSSELL 1000 VALUE ETF | $ Position$12,385,749 | % Position8.00% | $ Change11.00% | # Change-2.00% |
| Stck Ticker78464A359 | Stock NameSTATE STREET SPDR BLOOMBERG CONVERTIBLE SECURITIES ETF | $ Position$9,532,900 | % Position6.00% | $ Change15.00% | # Change-2.00% |
| Stck Ticker92203J407 | Stock NameVANGUARD TOTAL INTERNATIONAL BOND ETF | $ Position$7,369,206 | % Position5.00% | $ Change3.00% | # Change3.00% |
| Stck Ticker464288513 | Stock NameISHARES IBOXX $ HIGH YIELD CORPORATE BOND ETF | $ Position$6,462,376 | % Position4.00% | $ Change-1.00% | # Change-2.00% |
| Stck Ticker464287465 | Stock NameISHARES MSCI EAFE ETF | $ Position$6,300,904 | % Position4.00% | $ Change9.00% | # Change2.00% |
| Stck Ticker464287226 | Stock NameISHARES CORE U.S. AGGREGATE BOND ETF | $ Position$4,425,297 | % Position3.00% | $ Change-1.00% | # Change0.00% |